Filing Details

Accession Number:
0001127602-12-006771
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-17 17:07:48
Reporting Period:
2012-02-16
Filing Date:
2012-02-17
Accepted Time:
2012-02-17 17:07:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
66740 3M Co MMM Surgical & Medical Instruments & Apparatus (3841) 410417775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205397 T Brad Sauer 3M Center
St. Paul MN 55144-1000
Exec Vp Health Care No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-16 20,600 $64.50 47,767 No 4 M Direct
Common Stock Disposition 2012-02-16 15,159 $87.65 32,608 No 4 F Direct
Common Stock Disposition 2012-02-16 2,323 $87.65 30,285 No 4 F Direct
Common Stock Disposition 2012-02-16 3 $86.94 30,282 No 4 S Direct
Common Stock Disposition 2012-02-16 3 $86.95 30,279 No 4 S Direct
Common Stock Disposition 2012-02-16 203 $86.96 30,076 No 4 S Direct
Common Stock Disposition 2012-02-16 203 $86.97 29,873 No 4 S Direct
Common Stock Disposition 2012-02-16 203 $86.98 29,670 No 4 S Direct
Common Stock Disposition 2012-02-16 3 $86.99 29,667 No 4 S Direct
Common Stock Disposition 2012-02-16 275 $87.00 29,392 No 4 S Direct
Common Stock Disposition 2012-02-16 1,578 $87.01 27,814 No 4 S Direct
Common Stock Disposition 2012-02-16 263 $87.02 27,551 No 4 S Direct
Common Stock Disposition 2012-02-16 117 $87.04 27,434 No 4 S Direct
Common Stock Disposition 2012-02-16 135 $87.05 27,299 No 4 S Direct
Common Stock Disposition 2012-02-16 200 $87.06 27,099 No 4 S Direct
Common Stock Disposition 2012-02-16 103 $87.06 26,996 No 4 S Direct
Common Stock Disposition 2012-02-16 303 $87.07 26,693 No 4 S Direct
Common Stock Disposition 2012-02-16 440 $87.08 26,253 No 4 S Direct
Common Stock Disposition 2012-02-16 200 $87.09 26,053 No 4 S Direct
Common Stock Disposition 2012-02-16 1,703 $87.10 24,350 No 4 S Direct
Common Stock Disposition 2012-02-16 303 $87.11 24,047 No 4 S Direct
Common Stock Disposition 2012-02-16 2,694 $87.12 21,353 No 4 S Direct
Common Stock Disposition 2012-02-16 200 $87.14 21,153 No 4 S Direct
Common Stock Disposition 2012-02-16 53 $87.15 21,100 No 4 S Direct
Common Stock Disposition 2012-02-16 230 $87.16 20,870 No 4 S Direct
Common Stock Disposition 2012-02-16 8 $87.17 20,862 No 4 S Direct
Common Stock Disposition 2012-02-16 3 $87.18 20,859 No 4 S Direct
Common Stock Disposition 2012-02-16 103 $87.19 20,756 No 4 S Direct
Common Stock Disposition 2012-02-16 850 $87.20 19,906 No 4 S Direct
Common Stock Disposition 2012-02-17 3,700 $88.00 16,206 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-02-16 20,600 $0.00 20,600 $64.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-05-15 2012-05-14 No 4 M Direct
Footnotes
  1. This Form is being filed to report the exercise of a 3M stock option for a total of 20,600 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 3,118 shares of 3M common stock. As a result of this transaction, 2,323 shares were sold to pay withholding taxes to the respective government agencies.