Filing Details
- Accession Number:
- 0001010549-12-000171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-17 17:06:21
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-02-17
- Accepted Time:
- 2012-02-17 17:06:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 793306 | Blue Dolphin Energy Co | BDCO | Crude Petroleum & Natural Gas (1311) | 731268729 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1284154 | P Jonathan Carroll | C/O Blue Dolphin Energy Company 801 Travis Street, Suite 2100 Houston TX 77002 | Ceo & President | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-03-17 | 142 | $2.38 | 142 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-02-15 | 8,393,702 | $8.71 | 8,393,560 | No | 4 | J | Indirect | Lazarus Energy Holdings.LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | J | Indirect | Lazarus Energy Holdings.LLC |
Footnotes
- Represents shares issued to Lazarus Energy Holdings, LLC, a Delaware limited liability corporation ("LEH"), pursuant to a Purchase and Sale Agreement dated July 12, 2011 by and among LEH, LEH's wholly-owned subsidiaries and Blue Dolphin Energy Company ("Blue Dolphin") whereby Blue Dolphin acquired Lazarus Energy, LLC (the "Acquisition"). The Acquisition closed on February 15, 2012. As a result of the common stock issued as part of the Acquisition, LEH owns 80% of Blue Dolphin's outstanding common stock. Jonathan P. Carroll is Director / Manager of LEH.
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