Filing Details
- Accession Number:
- 0001209191-12-011249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-17 16:29:10
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-02-17
- Accepted Time:
- 2012-02-17 16:29:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1092367 | Sycamore Networks Inc | SCMR | Telephone & Telegraph Apparatus (3661) | 043410558 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208456 | Kevin Oye | C/O Sycamore Networks Inc. 220 Mill Road Chelmsford MA 01824 | Vp, Systems And Technology | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-15 | 250 | $17.39 | 409 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-15 | 2,540 | $17.70 | 2,949 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-15 | 2,790 | $20.00 | 159 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-16 | 9,713 | $17.39 | 9,872 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-16 | 9,713 | $20.01 | 159 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2012-02-15 | 2,540 | $0.00 | 2,540 | $17.70 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2012-02-15 | 250 | $0.00 | 250 | $17.39 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2012-02-16 | 9,713 | $0.00 | 9,713 | $17.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,340 | 2002-07-29 | 2012-04-29 | No | 4 | A | Direct |
| 106,801 | 2002-07-29 | 2012-04-29 | No | 4 | A | Direct |
| 97,088 | 2002-07-29 | 2012-04-29 | No | 4 | A | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2011.
- This transaction was executed in multiple trades at prices ranging from $20.00 to $20.05 per share. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- Amount takes into account adjustments made to the exercise prices and option awards share numbers following the implementation of the previously announced 1-for-10 reverse stock split of the Company's Common Stock, which became effective at 5:00 p.m., Eastern Time, on December 21, 2009 and the payment of cash distributions of $1.00 and $6.50 per share of Common Stock on December 15, 2009 and December 22, 2010, respectively. Under the terms of the reverse stock split, every ten shares of the Company's issued and outstanding Common Stock immediately prior to the effective time were combined into one share of Common Stock.
- Options vested 8.33% on July 29, 2002 and 8.33% quarterly thereafter. Options became fully vested on April 29, 2005.
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