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Filing Details

Accession Number:: 0001209191-12-011238
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-17 16:20:04
Reporting Period:: 2012-02-15

Filing Date:: 2012-02-17
Accepted Time:: 2012-02-17 16:20:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1408278	Synacor Inc.	SYNC	Services-Computer Programming, Data Processing, Etc. (7370)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1541202	Crystal Internet Venture Fund Ii (Bvi), Crystal Vision, L.p.	1120 Chester Avenue Suite 418 Cleveland OH 44114	Yes	No	Yes	No
1541203	Crystal Internet Venture Fund Ii (Bvi), L.p.	1120 Chester Avenue Suite 418 Cleveland OH 44114	Yes	No	Yes	No
1541204	Crystal Venture Ii, Ltd.	1120 Chester Avenue Suite 418 Cleveland OH 44114	Yes	No	Yes	No
1541205	Joseph Tzeng	1120 Chester Avenue Suite 418 Cleveland OH 44114	Yes	No	Yes	No
1541206	Daniel Kellogg	1120 Chester Avenue Suite 418 Cleveland OH 44114	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-02-15	2,685,240	$0.00	2,707,188	No	4	C	Direct
Common Stock	Acquisiton	2012-02-15	199,374	$0.00	201,006	No	4	C	Direct
Common Stock	Acquisiton	2012-02-15	785,433	$0.00	3,492,621	No	4	C	Direct
Common Stock	Acquisiton	2012-02-15	58,317	$0.00	259,323	No	4	C	Direct
Common Stock	Acquisiton	2012-02-15	220,240	$0.00	3,712,861	No	4	C	Direct
Common Stock	Acquisiton	2012-02-15	16,353	$0.00	275,676	No	4	C	Direct
Common Stock	Disposition	2012-02-15	186,176	$5.00	3,526,685	No	4	S	Direct
Common Stock	Disposition	2012-02-15	13,823	$5.00	261,853	No	4	S	Direct
Common Stock	Acquisiton	2012-02-15	100,000	$5.00	100,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Convertible Preferred Stock	Disposition	2012-02-15	2,685,240	$0.00	2,685,240	$0.00
Common Stock	Series A Convertible Preferred Stock	Disposition	2012-02-15	199,374	$0.00	199,374	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2012-02-15	785,433	$0.00	785,433	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2012-02-15	58,317	$0.00	58,317	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2012-02-15	220,240	$0.00	220,240	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2012-02-15	16,353	$0.00	16,353	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	21,948	Direct
Common Stock	1,632	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-employee Director Stock Option (right to purchase)	$3.32		2021-08-15	50,000	50,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-08-15	50,000	50,000	Direct

Footnotes

These securities are held directly by Crystal Internet Venture Fund II (BVI), L.P. and indirectly by Crystal Venture II, Ltd., the general partner of Crystal Internet Venture Fund II (BVI), L.P., and Joseph Tzeng and Daniel Kellogg, the Class A members of Crystal Venture II, Ltd., who have all the voting rights of Crystal Venture II, Ltd. Each of Crystal Venture II, Ltd., Mr. Tzeng and Mr. Kellogg may be deemed to beneficially own such securities, and disclaims such beneficial ownership except to the extent of its or his pecuniary interest therein.
These securities are held directly by Crystal Internet Venture Fund II (BVI), Crystal Vision, L.P. and indirectly by Crystal Venture II, Ltd., the general partner of Crystal Internet Venture Fund II (BVI), Crystal Vision, L.P., and Joseph Tzeng and Daniel Kellogg, the Class A members of Crystal Venture II, Ltd., who have all the voting rights of Crystal Venture II, Ltd. Each of Crystal Venture II, Ltd., Mr. Tzeng and Mr. Kellogg may be deemed to beneficially own such securities, and disclaims such beneficial ownership except to the extent of its or his pecuniary interest therein.
The reported securities represent the shares of the issuer's common stock that were underlying shares of the issuer's preferred stock that converted into common stock on a 1.5:1 basis upon the closing of the issuer's initial public offering (the "Initial Public Offering").
The reported securities are owned directly by Mr. Tzeng. None of Crystal Internet Venture Fund II (BVI), Crystal Vision, L.P., Crystal Internet Venture Fund II (BVI), L.P., Crystal Venture II, Ltd. or Mr. Kellogg has beneficial ownership of the reported securities.
The number of shares of preferred stock reported in Column 5 converted into the issuer's common stock on a 1.5:1 basis upon the closing of the Initial Public Offering.
The option vests in three equal annual installments following completion by Mr. Tzeng of each of three years of service to the issuer following September 1, 2011.