Filing Details
- Accession Number:
- 0001505637-12-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-17 15:33:24
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-02-17
- Accepted Time:
- 2012-02-17 15:33:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 28823 | Diebold Inc | DBD | Calculating & Accounting Machines (No Electronic Computers) (3578) | 340183970 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1361288 | Jr E Charles Ducey | C/O Diebold, Incorporated 5995 Mayfair Road North Canton OH 44720 | Evp, North America Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-15 | 8,000 | $36.31 | 47,250 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-15 | 10,000 | $25.53 | 57,250 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-15 | 11,250 | $24.79 | 68,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-15 | 26,797 | $37.70 | 41,703 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Disposition | 2012-02-15 | 8,000 | $36.31 | 8,000 | $36.31 |
| Common Stock | Non-qualified Stock Option | Disposition | 2012-02-15 | 10,000 | $25.53 | 10,000 | $25.53 |
| Common Stock | Non-qualified Stock Option | Disposition | 2012-02-15 | 11,250 | $24.79 | 11,250 | $24.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-02-05 | 2013-02-04 | No | 4 | M | Direct |
| 0 | 2009-02-13 | 2018-02-12 | No | 4 | M | Direct |
| 3,750 | 2010-02-11 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 688 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | $53.10 | 2005-02-11 | 2014-02-10 | 5,000 | 5,000 | Direct |
| Common Stock | Non-qualified Stock Option | $55.23 | 2006-02-10 | 2015-02-09 | 4,600 | 4,600 | Direct |
| Common Stock | Non-qualified Stock Option | $39.43 | 2007-02-20 | 2016-02-19 | 10,000 | 10,000 | Direct |
| Common Stock | Non-qualified Stock Option | $47.27 | 2008-02-14 | 2017-02-13 | 9,500 | 9,500 | Direct |
| Common Stock | Non-qualified Stock Option | $27.88 | 2011-02-11 | 2020-02-10 | 15,000 | 15,000 | Direct |
| Common Stock | Non-qualified Stock Option | $32.67 | 2012-02-10 | 2021-02-09 | 25,000 | 25,000 | Direct |
| Common Stock | Non-qualified Stock Option | $34.89 | 2013-02-08 | 2022-02-07 | 40,000 | 40,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-02-10 | 5,000 | 5,000 | Direct |
| 2015-02-09 | 4,600 | 4,600 | Direct |
| 2016-02-19 | 10,000 | 10,000 | Direct |
| 2017-02-13 | 9,500 | 9,500 | Direct |
| 2020-02-10 | 15,000 | 15,000 | Direct |
| 2021-02-09 | 25,000 | 25,000 | Direct |
| 2022-02-07 | 40,000 | 40,000 | Direct |
Footnotes
- Number of 401(k) shares owned as of most current statement; fractional shares omitted.
- Number includes restricted stock units.
- Number includes Deferred Shares.
Billionaire Hedge Funds
