Filing Details
- Accession Number:
- 0000091142-12-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-17 15:26:29
- Reporting Period:
- 2012-02-16
- Filing Date:
- 2012-02-17
- Accepted Time:
- 2012-02-17 15:26:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1532645 | K Patricia Ackerman | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Vp, Investor Relations & Treas | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-16 | 1,200 | $23.76 | 1,624 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-16 | 3,300 | $19.00 | 4,924 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-16 | 100 | $46.10 | 4,824 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 100 | $46.11 | 4,724 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 100 | $46.12 | 4,624 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 400 | $46.13 | 4,224 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 100 | $46.14 | 4,124 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 100 | $46.14 | 4,024 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 600 | $46.15 | 3,424 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 400 | $46.15 | 3,024 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 1,200 | $46.16 | 1,824 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 100 | $46.16 | 1,724 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 600 | $46.17 | 1,124 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 300 | $46.18 | 824 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 100 | $46.18 | 724 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 300 | $46.19 | 424 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-02-16 | 1,200 | $0.00 | 1,200 | $23.76 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-02-16 | 3,300 | $0.00 | 3,300 | $19.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,950 | 2009-02-11 | 2018-02-11 | No | 4 | M | Direct |
4,650 | 2010-02-09 | 2019-02-09 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
- The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.