Filing Details
- Accession Number:
- 0001181431-12-009838
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-17 13:21:08
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-02-17
- Accepted Time:
- 2012-02-17 13:21:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1408278 | Synacor Inc. | SYNC | Services-Computer Programming, Data Processing, Etc. (7370) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055565 | T Steven Stull | 909 Poydras Street, Suite 2230 New Orleans LA 70112 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-15 | 2,795,638 | $0.00 | 2,795,638 | No | 4 | C | Indirect | by Limited Partnership |
Common Stock | Disposition | 2012-02-15 | 237,940 | $5.00 | 2,557,698 | No | 4 | S | Indirect | by Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | by Limited Partnership |
No | 4 | S | Indirect | by Limited Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Convertible Preferred Stock Series A-1 | Disposition | 2012-02-15 | 855,516 | $0.00 | 855,516 | $0.00 |
Common Stock | Convertible Preferred Stock Series B | Disposition | 2012-02-15 | 993,750 | $0.00 | 993,750 | $0.00 |
Common Stock | Convertible Preferred Stock Series C | Disposition | 2012-02-15 | 946,372 | $0.00 | 946,372 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Immediately prior to the closing of the issuer's initial public offering on February 15, 2012, all of issuer's outstanding preferred stock converted into issuer common stock in accordance with the terms disclosed in the issuer's Registration Statement on Form S-1.
- Reflects a 1-for-2 reverse stock split which became effective immediately prior to the effectiveness of the issuer's registration statement on February 9, 2012.
- These securities are held by two limited partnerships, neither of which beneficially owns more than 10% of the issuer's outstanding securities. Each of these limited partnerships is managed by its own general partner. As the majority owner of both of these general partners, the reporting person shares voting and investment power over these securities and therefore may be deemed to beneficially own such shares. The reporting person disclaims beneficial ownership in the shares except to the extent of his pecuniary interest therein.
- These shares were sold in the issuer's initial public offering that closed on February 15, 2012. This sale price reflects the offering price; the share price received will be reduced by the underwriters' commission of $0.35 per share.