Filing Details

Accession Number:
0001181431-12-009685
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-16 20:16:48
Reporting Period:
2012-02-15
Filing Date:
2012-02-16
Accepted Time:
2012-02-16 20:16:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375557 Guidance Software Inc. GUID Services-Prepackaged Software (7372) 954661210
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091426 J Barry Plaga C/O Guidance Software, Inc.
215 N. Marengo Ave. Suite 250
Pasadena CA 91101
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-15 2,500 $2.85 149,985 No 4 M Direct
Common Stock Disposition 2012-02-15 2,500 $11.10 147,485 No 4 S Direct
Common Stock Disposition 2012-02-15 5,000 $11.09 142,485 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option right to Buy Disposition 2012-02-15 2,500 $0.00 2,500 $2.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,500 2009-10-01 2018-10-31 No 4 M Direct
Footnotes
  1. Pursuant to a Section 10b51 Plan established by Mr. Plaga on June 14, 2011, 5,000 shares of Common Stock were sold at an average price of $11.09 per share, and vested stock options representing a total of 2,500 shares of Common Stock were exercised and sold, at an average price of $11.10 per share.