Filing Details
- Accession Number:
- 0001181431-12-009685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-16 20:16:48
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-02-16
- Accepted Time:
- 2012-02-16 20:16:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375557 | Guidance Software Inc. | GUID | Services-Prepackaged Software (7372) | 954661210 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091426 | J Barry Plaga | C/O Guidance Software, Inc. 215 N. Marengo Ave. Suite 250 Pasadena CA 91101 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-15 | 2,500 | $2.85 | 149,985 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-15 | 2,500 | $11.10 | 147,485 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-15 | 5,000 | $11.09 | 142,485 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option right to Buy | Disposition | 2012-02-15 | 2,500 | $0.00 | 2,500 | $2.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,500 | 2009-10-01 | 2018-10-31 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Section 10b51 Plan established by Mr. Plaga on June 14, 2011, 5,000 shares of Common Stock were sold at an average price of $11.09 per share, and vested stock options representing a total of 2,500 shares of Common Stock were exercised and sold, at an average price of $11.10 per share.