Filing Details
- Accession Number:
- 0001392937-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-16 19:45:40
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-02-16
- Accepted Time:
- 2012-02-16 19:45:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375365 | Super Micro Computer Inc. | SMCI | Electronic Computers (3571) | 770353939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392937 | Wally Yih-Shyan Liaw | 1878 Charnwood Ct. San Jose CA 95132 | Secretary & V P Of Intl Sales | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-15 | 18,000 | $2.53 | 18,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-15 | 18,000 | $17.02 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-15 | 18,000 | $0.00 | 18,000 | $2.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,000 | 2014-03-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 69,807 | Indirect | By Spouse |
| Common Stock | 3,208,279 | Indirect | By Liaw Family Trust |
| Common Stock | 4,200 | Indirect | By Child A |
| Common Stock | 4,200 | Indirect | By Child B |
Footnotes
- These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 31, 2011.
- The stock option is fully vested.
Billionaire Hedge Funds
