Filing Details
- Accession Number:
- 0001140361-12-009136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-16 17:49:29
- Reporting Period:
- 2012-02-08
- Filing Date:
- 2012-02-16
- Accepted Time:
- 2012-02-16 17:49:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 70487 | National Research Corp | NRCI | Services-Commercial Physical & Biological Research (8731) | 470634000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053133 | D. Michael Hays | C/O National Research Corporation 1245 &Quot;Q&Quot; Street Lincoln NE 68508 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-02-08 | 300,000 | $0.00 | 4,359,636 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2012-02-08 | 300,000 | $0.00 | 300,250 | No | 5 | G | Indirect | By Spouse |
| Common Stock | Disposition | 2012-02-09 | 236,806 | $41.50 | 4,122,830 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-09 | 236,806 | $41.50 | 63,444 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Spouse |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25 | Indirect | By Spouse & Daughter Jt |
| Common Stock | 50 | Indirect | By Spouse- Investmt Club |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $16.10 | 2014-01-05 | 18,298 | 18,298 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $17.25 | 2016-01-05 | 11,078 | 11,078 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $22.87 | 2017-01-05 | 8,356 | 8,356 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $26.50 | 2018-01-04 | 7,211 | 7,211 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $28.51 | 2019-01-05 | 6,703 | 6,703 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $21.65 | 2020-01-05 | 8,827 | 8,827 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $32.31 | 2021-01-05 | 5,915 | 5,915 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $38.35 | 2022-01-05 | 4,983 | 4,983 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-01-05 | 18,298 | 18,298 | Direct |
| 2016-01-05 | 11,078 | 11,078 | Direct |
| 2017-01-05 | 8,356 | 8,356 | Direct |
| 2018-01-04 | 7,211 | 7,211 | Direct |
| 2019-01-05 | 6,703 | 6,703 | Direct |
| 2020-01-05 | 8,827 | 8,827 | Direct |
| 2021-01-05 | 5,915 | 5,915 | Direct |
| 2022-01-05 | 4,983 | 4,983 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these shares.
- Constitutes a substitution of property within certain GRAT agreements.
- This option became fully exercisable on January 5, 2009.
- This option became fully exercisable on January 5, 2011.
- This option became fully exercisable on January 5, 2012.
- This option becomes fully exercisable on January 4, 2013.
- This option becomes fully exercisable on January 5, 2014.
- This option becomes fully exercisable on January 5, 2015.
- This option becomes fully exercisable on January 5, 2016.
- This option becomes fully exercisable on January 5, 2017.
Billionaire Hedge Funds
