Filing Details
- Accession Number:
- 0001209191-12-010849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-16 17:30:17
- Reporting Period:
- 2012-02-14
- Filing Date:
- 2012-02-16
- Accepted Time:
- 2012-02-16 17:30:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364742 | Blackrock Inc. | BLK | Security Brokers, Dealers & Flotation Companies (6211) | 320174431 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1059235 | Susan Wagner | Blackrock, Inc. 55 East 52Nd Street New York NY 10055 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2012-02-14 | 90,000 | $37.36 | 634,300 | No | 4 | M | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2012-02-14 | 55,913 | $190.59 | 578,387 | No | 4 | S | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2012-02-14 | 34,087 | $191.45 | 544,300 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (Par Value $0.01 Per Share) | Employee Stock Option (right to buy) | Disposition | 2012-02-14 | 90,000 | $0.00 | 90,000 | $37.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-12-31 | 2012-10-15 | No | 4 | M | Direct |
Footnotes
- Includes (i) 2,534 shares of Restricted Stock vesting on 1/31/13, (ii) 7,942 shares of Restricted Stock vesting in equal installments on 1/31/13 and 1/31/14, (iii) 13,098 shares of Restricted Stock vesting on 1/31/14, (iv) 7,756 Restricted Stock Units vesting in installments on 1/31/13, 1/31/14 and 1/31/15 and (v) 17,475 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- This transaction was executed in multiple trades at prices ranging from $190.10 to $191.08. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $191.10 to $192.09. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
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