Filing Details
- Accession Number:
- 0001179110-12-002825
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-02-16 17:16:28
- Reporting Period:
- 2012-02-10
- Filing Date:
- 2012-02-16
- Accepted Time:
- 2012-02-16 17:16:28
- Original Submission Date:
- 2012-02-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069157 | East West Bancorp Inc | EWBC | State Commercial Banks (6022) | 954703316 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235500 | Y Herman Li | East West Bancorp, Inc. 135 N. Los Robles Ave. 7Th Floor Pasadena CA 91101 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-10 | 10,000 | $16.92 | 62,628 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-10 | 10,000 | $22.15 | 52,628 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2012-02-10 | 10,000 | $0.00 | 10,000 | $16.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-07-17 | 2012-07-17 | No | 4 | M | Direct |
Footnotes
- The options vest in four equal annua installments beginning on July 17, 2003.
- Sales price of securities sold ranged from $22.10 to $22.20.
Billionaire Hedge Funds
