Filing Details
- Accession Number:
- 0001225208-12-004481
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-16 16:33:57
- Reporting Period:
- 2012-02-14
- Filing Date:
- 2012-02-16
- Accepted Time:
- 2012-02-16 16:33:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238031 | Ronald W Dietz | 1680 Capital One Drive Mclean VA 22102 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-14 | 35,000 | $31.77 | 67,660 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-14 | 35,000 | $47.99 | 32,660 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2012-02-14 | 35,000 | $0.00 | 35,000 | $31.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-11-06 | No | 4 | M | Direct |
Footnotes
- These shares were sold at prices ranging from $47.98 to $48.03. Information regarding the number of shares sold at each pricewill be provided upon request.
- Includes shares acquired by the reporting person under the company's Dividend Reinvestment Plan since the last reported transaction.
- These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director.
Billionaire Hedge Funds
