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Filing Details

Accession Number:: 0001181431-12-009507
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-16 16:23:55
Reporting Period:: 2012-02-15

Filing Date:: 2012-02-16
Accepted Time:: 2012-02-16 16:23:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1408278	Synacor Inc.	SYNC	Services-Computer Programming, Data Processing, Etc. (7370)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1541663	N Ronald Frankel	C/O Synacor, Inc. 40 La Riviere Drive, Suite 300 Buffalo NY 14202	Chief Executive Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2011-08-29	550,000	$0.04	600,000	No	4	M	Direct
Common Stock	Acquisiton	2012-01-06	382,205	$0.04	982,205	No	4	M	Direct
Common Stock	Acquisiton	2012-01-06	235,013	$0.20	1,217,218	No	4	M	Direct
Common Stock	Acquisiton	2012-02-02	125,000	$0.20	1,342,218	No	4	M	Direct
Common Stock	Disposition	2012-02-15	50,000	$5.00	1,292,218	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to purchase)	Acquisiton	2011-08-16	84,640	$0.00	84,640	$3.32
Common Stock	Employee Stock Option (right to purchase)	Acquisiton	2011-08-16	90,360	$0.00	90,360	$3.32
Common Stock	Employee Stock Option (right to purchase)	Disposition	2011-08-29	550,000	$0.00	550,000	$0.04
Common Stock	Employee Stock Option (right to purchase)	Disposition	2012-01-06	382,205	$0.00	382,205	$0.04
Common Stock	Employee Stock Option (right to purchase)	Disposition	2012-01-06	235,013	$0.00	235,013	$0.20
Common Stock	Employee Stock Option (right to purchase)	Disposition	2012-02-02	125,000	$0.00	125,000	$0.20

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2021-08-15	No	4	A	Direct
0	2021-08-15	No	4	A	Direct
382,205	2013-03-12	No	4	M	Direct
0	2013-03-12	No	4	M	Direct
125,000	2014-11-17	No	4	M	Direct
0	2014-11-17	No	4	M	Direct

Footnotes

The option was immediately exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option will vest upon completion of 12 months of continuous service after September 1, 2011 and the remainder vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service through such dates.
The option became exercisable for 30,120 shares of common stock on December 31, 2011. The option will become exercisable for an additional 30,120 shares on each of December 31, 2012 and 2013. 25% of the shares subject to the option vest upon completion of 12 months of service after September 1, 2011 and in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service.
The option was exercisable on the date of grant. Shares purchased upon exercise of the option were subject to repurchase by the Issuer until vested. The shares subject to the option vested 25% on October 1, 2005 and in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment through such dates.
The option was exercisable on the date of grant. Shares purchased upon exercise of the option were subject to repurchase by the Issuer until vested. The shares subject to the option vested 25% on October 1, 2005 and in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment through such dates.