Filing Details
- Accession Number:
- 0001181431-12-009505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-16 16:21:33
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-02-16
- Accepted Time:
- 2012-02-16 16:21:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1408278 | Synacor Inc. | SYNC | Services-Computer Programming, Data Processing, Etc. (7370) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1541436 | Jordan Levy | One Hsbc Center, Suite 3850 Buffalo NY 14203 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-12-14 | 2,702 | $0.00 | 369,610 | No | 4 | G | Direct | |
Common Stock | Disposition | 2011-12-14 | 2,702 | $0.00 | 366,908 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2011-12-14 | 2,702 | $0.00 | 2,702 | No | 4 | G | Indirect | By son. |
Common Stock | Disposition | 2011-12-14 | 75,861 | $0.00 | 291,047 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2012-01-06 | 36,001 | $0.20 | 327,048 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-01-06 | 115,722 | $0.04 | 442,770 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-15 | 9,677 | $5.00 | 433,093 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-15 | 64,104 | $0.00 | 143,507 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2012-02-15 | 37,500 | $0.00 | 181,007 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2012-02-15 | 12,540 | $0.00 | 193,547 | No | 4 | C | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Indirect | By son. |
No | 4 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (right to purchase) | Acquisiton | 2011-08-16 | 17,500 | $0.00 | 17,500 | $3.32 |
Common Stock | Director Stock Option (right to purchase) | Disposition | 2012-01-06 | 115,722 | $0.00 | 115,722 | $0.04 |
Common Stock | Director Stock Option (right to purchase) | Disposition | 2012-01-06 | 36,001 | $0.00 | 36,001 | $0.20 |
Common Stock | Series A Preferred Stock | Disposition | 2012-02-15 | 64,104 | $0.00 | 64,104 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2012-02-15 | 27,000 | $0.00 | 27,000 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2012-02-15 | 10,500 | $0.00 | 10,500 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2012-02-15 | 12,540 | $0.00 | 12,540 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,500 | 2021-08-15 | No | 4 | A | Direct | |
0 | 2013-03-12 | No | 4 | M | Direct | |
0 | 2014-11-17 | No | 4 | M | Direct | |
0 | 2002-11-18 | No | 4 | C | Indirect | |
0 | 2004-10-01 | No | 4 | C | Indirect | |
0 | 2005-01-25 | No | 4 | C | Indirect | |
0 | 2006-10-19 | No | 4 | C | Indirect |
Footnotes
- This transaction involved a gift of securities by the Reporting Person to his son. The reporting person disclaims beneficial ownership of the shares held by his son.
- The preferred stock converted into common stock of the Issuer on a 1.5 for one basis and had no expiration date.
- Held directly by JoRon Management LLC, of which the Reporting Person is one of two managers. The Reporting Person disclaims beneficial ownership of the shares held by JoRon Management LLC except to the extent of his pecuniary interest therein.
- The option was exercisable on the date of grant. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 33% of the shares subject to the option vested on September 1, 2011. 33% of the shares subject to the option will vest on September 1, 2012 and 34% of the shares subject to the option will vest on September 1, 2013, subject to the Reporting Person's continuous service through such date.
- The option was exercisable on the date of grant. Shares purchased under the option were subject to repurchase by the Issuer until vested. The shares vested in 48 equal monthly installments from December 18, 2002 through 2006, subject to the Reporting Person's continuous service through such dates.
- The option was exercisable on the date of grant. Shares purchased under the option were subject to repurchase by the Issuer until vested. The shares vested 25% on October 1, 2005 and in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service through such dates.