Filing Details

Accession Number:
0001181431-12-009502
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-16 16:19:36
Reporting Period:
2012-02-15
Filing Date:
2012-02-16
Accepted Time:
2012-02-16 16:19:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1408278 Synacor Inc. SYNC Services-Computer Programming, Data Processing, Etc. (7370) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1419488 George Chamoun C/O Synacor, Inc.
40 La Riviere Drive, Suite 300
San Francisco CA 14202
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-31 150,000 $0.04 194,388 No 4 M Direct
Common Stock Acquisiton 2011-09-22 137,163 $0.04 331,551 No 4 M Direct
Common Stock Disposition 2011-12-14 3,513 $0.00 328,039 No 4 G Direct
Common Stock Disposition 2011-12-14 3,513 $0.00 324,526 No 4 G Direct
Common Stock Disposition 2011-12-14 3,513 $0.00 321,014 No 4 G Direct
Common Stock Disposition 2011-12-14 3,513 $0.00 317,501 No 4 G Direct
Common Stock Disposition 2012-02-15 30,000 $0.05 287,501 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 G Direct
No 4 G Direct
No 4 G Direct
No 4 G Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to purchase) Acquisiton 2011-08-16 100,000 $0.00 100,000 $3.32
Common Stock Employee Stock Option (right to purchase) Disposition 2011-08-31 150,000 $0.00 150,000 $0.04
Common Stock Employee Stock Option (right to purchase) Disposition 2011-09-22 137,163 $0.00 137,163 $0.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2021-08-15 No 4 A Direct
137,163 2013-03-12 No 4 M Direct
0 2013-03-12 No 4 M Direct
Footnotes
  1. The option was exercisable for 30,120 shares immediately upon the date of grant and became exercisable for an additional 30,120 shares on December 31, 2011. The option will become exercisable for an additional 30,120 shares on December 31, 2012 and for the remaining 9,640 shares on December 31, 2013, subject to the Reporting Person's continuous service through such dates. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vest upon completion of 12 months of continuous service after September 1, 2011 and the remainder vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment through such dates.
  2. The option became exercisable on September 13, 2003, the six-month anniversary of the date of grant. Shares purchased upon exercise of the option were subject to repurchase by the Issuer until vested. The shares subject to the option vested in 48 equal monthly installments starting on December 18, 2002, subject to the Reporting Person's continuous employment through such dates.