Filing Details
- Accession Number:
- 0001181431-12-009502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-16 16:19:36
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-02-16
- Accepted Time:
- 2012-02-16 16:19:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1408278 | Synacor Inc. | SYNC | Services-Computer Programming, Data Processing, Etc. (7370) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1419488 | George Chamoun | C/O Synacor, Inc. 40 La Riviere Drive, Suite 300 San Francisco CA 14202 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-31 | 150,000 | $0.04 | 194,388 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-22 | 137,163 | $0.04 | 331,551 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-12-14 | 3,513 | $0.00 | 328,039 | No | 4 | G | Direct | |
Common Stock | Disposition | 2011-12-14 | 3,513 | $0.00 | 324,526 | No | 4 | G | Direct | |
Common Stock | Disposition | 2011-12-14 | 3,513 | $0.00 | 321,014 | No | 4 | G | Direct | |
Common Stock | Disposition | 2011-12-14 | 3,513 | $0.00 | 317,501 | No | 4 | G | Direct | |
Common Stock | Disposition | 2012-02-15 | 30,000 | $0.05 | 287,501 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to purchase) | Acquisiton | 2011-08-16 | 100,000 | $0.00 | 100,000 | $3.32 |
Common Stock | Employee Stock Option (right to purchase) | Disposition | 2011-08-31 | 150,000 | $0.00 | 150,000 | $0.04 |
Common Stock | Employee Stock Option (right to purchase) | Disposition | 2011-09-22 | 137,163 | $0.00 | 137,163 | $0.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2021-08-15 | No | 4 | A | Direct | |
137,163 | 2013-03-12 | No | 4 | M | Direct | |
0 | 2013-03-12 | No | 4 | M | Direct |
Footnotes
- The option was exercisable for 30,120 shares immediately upon the date of grant and became exercisable for an additional 30,120 shares on December 31, 2011. The option will become exercisable for an additional 30,120 shares on December 31, 2012 and for the remaining 9,640 shares on December 31, 2013, subject to the Reporting Person's continuous service through such dates. Shares purchased upon exercise of the option are subject to repurchase by the Issuer until vested. 25% of the shares subject to the option vest upon completion of 12 months of continuous service after September 1, 2011 and the remainder vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment through such dates.
- The option became exercisable on September 13, 2003, the six-month anniversary of the date of grant. Shares purchased upon exercise of the option were subject to repurchase by the Issuer until vested. The shares subject to the option vested in 48 equal monthly installments starting on December 18, 2002, subject to the Reporting Person's continuous employment through such dates.