Filing Details
- Accession Number:
- 0001181431-12-009488
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-16 16:11:30
- Reporting Period:
- 2012-02-14
- Filing Date:
- 2012-02-16
- Accepted Time:
- 2012-02-16 16:11:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
877116 | Access Industries Inc | 730 Fifth Avenue New York NY 10019 | No | No | No | Yes | |
1326628 | Len Blavatnik | 730 Fifth Avenue New York NY 10019 | No | No | Yes | No | |
1508220 | S.a.r.l. Chemicals International Ai | 15-17 Ave. Gaston Diderich Luxembourg N4 L-1420 | No | No | Yes | No | |
1508224 | Ltd Gp Sms Ai | Trinity Chambers, Road Town Tortola D8 | No | No | Yes | No | |
1508226 | Access Industries Management, Llc | 730 Fifth Avenue New York NY 10019 | No | No | Yes | No | |
1508227 | Access Industries, Llc | 730 Fifth Avenue New York NY 10019 | No | No | Yes | No | |
1508228 | L.p. Sms Ai | Trinity Chambers, Road Town Tortola D8 | No | No | Yes | No | |
1508237 | Ai Investments Holdings Llc | 730 Fifth Avenue New York NY 10019 | No | No | Yes | No | |
1509925 | L.p. 2010 Altep | 730 Fifth Avenue New York NY 10019 | No | No | No | Yes | |
1513440 | L.p. 2011 Altep | 730 Fifth Avenue New York NY 10019 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Disposition | 2012-02-14 | 479,161 | $44.63 | 89,421,933 | No | 4 | S | Direct | |
Class A Ordinary Shares | Disposition | 2012-02-14 | 648,651 | $45.55 | 88,773,282 | No | 4 | S | Direct | |
Class A Ordinary Shares | Disposition | 2012-02-14 | 1,779 | $44.63 | 332,231 | No | 4 | S | Indirect | By partnership |
Class A Ordinary Shares | Disposition | 2012-02-14 | 2,409 | $45.55 | 329,822 | No | 4 | S | Indirect | By partnership |
Class A Ordinary Shares | Disposition | 2012-02-15 | 8,812,231 | $43.86 | 79,961,051 | No | 4 | S | Direct | |
Class A Ordinary Shares | Disposition | 2012-02-15 | 32,742 | $43.86 | 297,080 | No | 4 | S | Indirect | By partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By partnership |
No | 4 | S | Indirect | By partnership |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Ordinary Shares | 208,262 | Indirect | By partnership |
Footnotes
- The securities reported are held directly by AI International Chemicals S.A.R.L. ("AIIC") and may be deemed to be held indirectly by each of the other reporting persons (other than Altep 2010 L.P., Altep 2011 L.P. and Access Industries, Inc.), because AIIC is a wholly owned subsidiary of AI Investments Holdings LLC, which is a wholly owned subsidiary of AI SMS L.P., a partnership of which AI SMS GP Limited is the general partner, which is a wholly owned subsidiary of Access Industries, LLC, which is controlled by Access Industries Management, LLC, which is controlled by Mr. Blavatnik. Each of the reporting persons (other than AIIC) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form.
- The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
- The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $45.45,inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $45.86, inclusive.