Filing Details

Accession Number:
0001181431-12-009488
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-16 16:11:30
Reporting Period:
2012-02-14
Filing Date:
2012-02-16
Accepted Time:
2012-02-16 16:11:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489393 Lyondellbasell Industries N.v. LYB Industrial Organic Chemicals (2860) 980646235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
877116 Access Industries Inc 730 Fifth Avenue
New York NY 10019
No No No Yes
1326628 Len Blavatnik 730 Fifth Avenue
New York NY 10019
No No Yes No
1508220 S.a.r.l. Chemicals International Ai 15-17 Ave. Gaston Diderich
Luxembourg N4 L-1420
No No Yes No
1508224 Ltd Gp Sms Ai Trinity Chambers, Road Town
Tortola D8
No No Yes No
1508226 Access Industries Management, Llc 730 Fifth Avenue
New York NY 10019
No No Yes No
1508227 Access Industries, Llc 730 Fifth Avenue
New York NY 10019
No No Yes No
1508228 L.p. Sms Ai Trinity Chambers, Road Town
Tortola D8
No No Yes No
1508237 Ai Investments Holdings Llc 730 Fifth Avenue
New York NY 10019
No No Yes No
1509925 L.p. 2010 Altep 730 Fifth Avenue
New York NY 10019
No No No Yes
1513440 L.p. 2011 Altep 730 Fifth Avenue
New York NY 10019
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Shares Disposition 2012-02-14 479,161 $44.63 89,421,933 No 4 S Direct
Class A Ordinary Shares Disposition 2012-02-14 648,651 $45.55 88,773,282 No 4 S Direct
Class A Ordinary Shares Disposition 2012-02-14 1,779 $44.63 332,231 No 4 S Indirect By partnership
Class A Ordinary Shares Disposition 2012-02-14 2,409 $45.55 329,822 No 4 S Indirect By partnership
Class A Ordinary Shares Disposition 2012-02-15 8,812,231 $43.86 79,961,051 No 4 S Direct
Class A Ordinary Shares Disposition 2012-02-15 32,742 $43.86 297,080 No 4 S Indirect By partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect By partnership
No 4 S Indirect By partnership
No 4 S Direct
No 4 S Indirect By partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Ordinary Shares 208,262 Indirect By partnership
Footnotes
  1. The securities reported are held directly by AI International Chemicals S.A.R.L. ("AIIC") and may be deemed to be held indirectly by each of the other reporting persons (other than Altep 2010 L.P., Altep 2011 L.P. and Access Industries, Inc.), because AIIC is a wholly owned subsidiary of AI Investments Holdings LLC, which is a wholly owned subsidiary of AI SMS L.P., a partnership of which AI SMS GP Limited is the general partner, which is a wholly owned subsidiary of Access Industries, LLC, which is controlled by Access Industries Management, LLC, which is controlled by Mr. Blavatnik. Each of the reporting persons (other than AIIC) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form.
  2. The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
  3. The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $45.45,inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $45.86, inclusive.