Filing Details
- Accession Number:
- 0001403488-12-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-16 16:04:58
- Reporting Period:
- 2012-02-14
- Filing Date:
- 2012-02-16
- Accepted Time:
- 2012-02-16 16:04:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921847 | Hudson City Bancorp Inc | HCBK | Savings Institutions, Not Federally Chartered (6036) | 223640393 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206750 | O Donald Quest | West 80 Century Road Paramus NJ 07652 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-02-14 | 137,399 | $6.82 | 0 | No | 4 | S | Indirect | By Estate |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Estate |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 75,602 | Direct | |
Common Stock, Par Value $0.01 Per Share | 151,607 | Indirect | By LP |
Common Stock, Par Value $0.01 Per Share | 76,944 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $13.47 | 2011-04-26 | 2020-04-25 | 50,000 | 50,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $12.81 | 2010-04-24 | 2019-04-23 | 50,000 | 50,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $18.84 | 2009-04-24 | 2018-04-23 | 50,000 | 50,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $13.35 | 2008-04-27 | 2017-04-26 | 50,000 | 50,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $12.76 | 2007-07-21 | 2016-07-20 | 50,000 | 50,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $9.50 | 2021-04-24 | 22,917 | 22,917 | Direct | |
Common Stock | Phantom Stock Unit | $0.00 | 5,790 | 5,790 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-04-25 | 50,000 | 50,000 | Direct |
2019-04-23 | 50,000 | 50,000 | Direct |
2018-04-23 | 50,000 | 50,000 | Direct |
2017-04-26 | 50,000 | 50,000 | Direct |
2016-07-20 | 50,000 | 50,000 | Direct |
2021-04-24 | 22,917 | 22,917 | Direct |
5,790 | 5,790 | Direct |
Footnotes
- The shares of common stock listed are held by a limited partnership ("LP") of which a limited liability company ("LLC") is the general partner. The reporting person is the Manager of the LLC. The only partners in the partnership are the reporting person and the LLC, the sole member of which is a trust for the benefit of the reporting person's descendants.
- Option grant on April 25, 2011 to purchase 22,917 shares of common stock at $9.50 per share pursuant to the Hudson City Bancorp, Inc. 2011 Stock Incentive Plan (the "Plan"). Such options will vest on April 25, 2012.
- Award on April 25, 2011, pursuant to the Plan. The units will vest on April 25, 2012 based on continued service through such date. Vested units will be converted to and settled in an equal number of shares of the issuer's common stock on the first day of the calendar month following the sixth month anniversary of termination of service as a director. The reporting person has also been granted dividend equivalent rights, for both vested and unvested units, payable in cash if, as and when dividends are declared and paid on common stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.820 to $6.829, inclusive. The reporting person undertakes to provide to Hudson City Bancorp, Inc., any security holder of Hudson City Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 of this Form 4.