Filing Details
- Accession Number:
- 0001273412-12-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-16 15:51:32
- Reporting Period:
- 2012-02-15
- Filing Date:
- 2012-02-16
- Accepted Time:
- 2012-02-16 15:51:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236754 | R John Mulcahy | 500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-15 | 300 | $12.28 | 17,326 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 420 | $12.16 | 16,906 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-01-03 | 2,500 | $0.00 | 2,500 | $10.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,500 | 2022-01-03 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,668 | Indirect | Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | $27.51 | 2014-01-09 | 11,550 | 11,550 | Direct | |
Common Stock | Stock option (right to buy) | $26.76 | 2017-01-03 | 2,310 | 2,310 | Direct | |
Common Stock | Stock option (right to buy) | $23.40 | 2018-01-02 | 2,310 | 2,310 | Direct | |
Common Stock | Stock Option (right to buy) | $13.43 | 2020-01-04 | 5,000 | 5,000 | Direct | |
Common Stock | Stock Option (right to buy) | $13.53 | 2021-01-03 | 2,500 | 2,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-01-09 | 11,550 | 11,550 | Direct |
2017-01-03 | 2,310 | 2,310 | Direct |
2018-01-02 | 2,310 | 2,310 | Direct |
2020-01-04 | 5,000 | 5,000 | Direct |
2021-01-03 | 2,500 | 2,500 | Direct |
Footnotes
- The options were exercisable in five equal annual installments on January 9, 2005, 2006, 2007, 2008 and 2009. On December 8, 2005, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
- The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
- The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
- The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
- The options are exercisable in four equal annual installments on January 4, 2012, 2013, 2014 and 2015.
- The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
- Option grant has no purchase or sale price.