Filing Details
- Accession Number:
- 0001332201-12-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 19:32:42
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 19:32:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138951 | Leapfrog Enterprises Inc | LF | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 954700094 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1391399 | K William Campbell | Leapfrog Enterprises, Inc. 6401 Hollis Street Emeryville CA 94608 | President Of Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-02-13 | 20,000 | $7.00 | 50,331 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2012-02-13 | 19,224 | $3.79 | 69,555 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-02-13 | 19,224 | $7.00 | 50,331 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2012-02-15 | 3,125 | $0.00 | 53,456 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-02-15 | 1,146 | $7.61 | 52,310 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common | Non-qualified Stock Option (right to buy) | Disposition | 2012-02-13 | 1,883 | $0.00 | 1,883 | $3.79 |
Class A Common | Non-qualified Stock Option (right to buy) | Disposition | 2012-02-13 | 903 | $0.00 | 903 | $3.79 |
Class A Common | Non-qualified Stock Option (right to buy) | Disposition | 2012-02-13 | 10,944 | $0.00 | 10,944 | $3.79 |
Class A Common | Non-qualified Stock Option (right to buy) | Disposition | 2012-02-13 | 4,907 | $0.00 | 4,907 | $3.79 |
Class A Common | Non-qualified Stock Option (right to buy) | Disposition | 2012-02-13 | 587 | $0.00 | 587 | $3.79 |
Class A Common | Restricted Stock Unit (right to acquire) | Disposition | 2012-02-15 | 3,125 | $0.00 | 3,125 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-12 | No | 4 | M | Direct | |
0 | 2014-05-19 | No | 4 | M | Direct | |
0 | 2016-10-30 | No | 4 | M | Direct | |
0 | 2017-03-15 | No | 4 | M | Direct | |
0 | 2012-04-08 | No | 4 | M | Direct | |
3,125 | 2012-03-15 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades during the day at prices ranging from $7.0001 to $7.005. The price reported above reflects the weighted-average sales price. The Reporting Person will provide upon request, to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- The options were 100% vested on date of grant.
- Granted 3/15/2010 under the Issuer's 2002 Equity Incentive Plan. The restricted stock units will vest as to 50% on 3/15/2011 and will vest thereafter in 12 equal monthly installments.