Filing Details
- Accession Number:
- 0001245313-12-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 18:37:24
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 18:37:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259867 | W Gregory Becker | 3005 Tasman Drive Santa Clara CA 95054 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-13 | 12,500 | $19.24 | 40,216 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Acquisiton | 2012-02-13 | 7,500 | $31.29 | 47,716 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Acquisiton | 2012-02-13 | 2,159 | $46.31 | 49,875 | No | 4 | M | Indirect | Revocable Trust |
Common Stock | Disposition | 2012-02-13 | 19,999 | $58.27 | 29,876 | No | 4 | S | Indirect | Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Revocable Trust |
No | 4 | M | Indirect | Revocable Trust |
No | 4 | M | Indirect | Revocable Trust |
No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2012-02-13 | 12,500 | $19.24 | 12,500 | $19.24 |
Common Stock | Stock Option | Disposition | 2012-02-13 | 7,500 | $31.29 | 7,500 | $31.29 |
Common Stock | Stock Option | Disposition | 2012-02-13 | 2,159 | $46.31 | 2,159 | $46.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
155,328 | 2003-11-05 | 2012-11-05 | No | 4 | M | Direct |
147,828 | 2003-04-17 | 2012-04-17 | No | 4 | M | Direct |
145,669 | 2006-04-26 | 2012-04-26 | No | 4 | M | Direct |
Footnotes
- Transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 29, 2011.
- Mr. Becker sold a total of $19,999 shares from the exercise of the following options: (i) 7,500 shares, expiring 4/17/2012, and (ii) 12,499 shares, expiring 11/5/2012. The sales were conducted in a series of separate transactions, with an average sale price per share of $58.2696 (between price range of $57.99 to $58.55). Complete information regarding the number of shares sold at each separate sale price may be provided upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.