Filing Details

Accession Number:
0001245313-12-000023
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-15 18:37:24
Reporting Period:
2012-02-13
Filing Date:
2012-02-15
Accepted Time:
2012-02-15 18:37:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1259867 W Gregory Becker 3005 Tasman Drive
Santa Clara CA 95054
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-13 12,500 $19.24 40,216 No 4 M Indirect Revocable Trust
Common Stock Acquisiton 2012-02-13 7,500 $31.29 47,716 No 4 M Indirect Revocable Trust
Common Stock Acquisiton 2012-02-13 2,159 $46.31 49,875 No 4 M Indirect Revocable Trust
Common Stock Disposition 2012-02-13 19,999 $58.27 29,876 No 4 S Indirect Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Revocable Trust
No 4 M Indirect Revocable Trust
No 4 M Indirect Revocable Trust
No 4 S Indirect Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2012-02-13 12,500 $19.24 12,500 $19.24
Common Stock Stock Option Disposition 2012-02-13 7,500 $31.29 7,500 $31.29
Common Stock Stock Option Disposition 2012-02-13 2,159 $46.31 2,159 $46.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
155,328 2003-11-05 2012-11-05 No 4 M Direct
147,828 2003-04-17 2012-04-17 No 4 M Direct
145,669 2006-04-26 2012-04-26 No 4 M Direct
Footnotes
  1. Transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 29, 2011.
  2. Mr. Becker sold a total of $19,999 shares from the exercise of the following options: (i) 7,500 shares, expiring 4/17/2012, and (ii) 12,499 shares, expiring 11/5/2012. The sales were conducted in a series of separate transactions, with an average sale price per share of $58.2696 (between price range of $57.99 to $58.55). Complete information regarding the number of shares sold at each separate sale price may be provided upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.