Filing Details
- Accession Number:
- 0001104659-12-010208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 17:05:25
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 17:05:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1536035 | Roundy's Inc. | RNDY | Retail-Grocery Stores (5411) | 272337996 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1114112 | Willis Stein & Partners Iii Lp | 1 North Wacker Drive Suite 4800 Chicago IL 60606 | No | No | Yes | No | |
1140308 | Willis Stein & Partners Iii-C Lp | 1 North Wacker Drive Suite 4800 Chicago IL 60606 | No | No | Yes | No | |
1354685 | Willis Stein & Partners Dutch Iii-B, L.p | 1 North Wacker Drive Suite 4800 Chicago IL 60606 | No | No | Yes | No | |
1354686 | Willis Stein & Partners Dutch Iii-A, L.p. | 1 North Wacker Drive Suite 4800 Chicago IL 60606 | No | No | Yes | No | |
1541007 | Willis Stein & Partners Management Iii, L.p. | 1 North Wacker Drive Suite 4800 Chicago IL 60606 | No | No | Yes | No | |
1541008 | Willis Stein & Partners Management Iii, Llc | 1 North Wacker Drive Suite 4800 Chicago IL 60606 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-13 | 4,591,768 | $8.50 | 13,857,853 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2012-02-13 | 138,256 | $8.50 | 417,255 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2012-02-13 | 138,256 | $8.50 | 417,255 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2012-02-13 | 39,818 | $8.50 | 120,170 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Represents public offering price of $8.50 per share net of the underwriters' discount of $0.595.
- Willis Stein & Partners III, L.P. ("Fund III") is the record owner of these shares. Willis Stein & Partners Management III, L.P. ("Fund III General Partner") is the sole general partner of Fund III. Willis Stein & Partners Management III, LLC ("Management III") is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- Willis Stein & Partners Dutch III-A, L.P. ("Dutch III-A") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-A. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- Willis Stein & Partners Dutch III-B, L.P. ("Dutch III-B") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-B. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- Willis Stein & Partners III-C, L.P. ("Fund III-C") is the record owner of these shares. Fund III General Partner is the sole general partner of Fund III-C. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.