Filing Details
- Accession Number:
- 0001104659-12-010207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 17:05:10
- Reporting Period:
- 2012-01-24
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 17:05:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1536035 | Roundy's Inc. | RNDY | Retail-Grocery Stores (5411) | 272337996 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1540953 | W Darren Karst | P.o. Box 473 (Ms-2030) Milwaukee WI 53201-0473 | Evp, Cfo & Assistant Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-24 | 455,725 | $0.00 | 457,290 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2012-01-24 | 145,578 | $0.00 | 146,078 | No | 4 | J | Indirect | See Footnote |
Common Stock | Disposition | 2012-02-13 | 113,811 | $8.50 | 343,479 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-13 | 36,356 | $8.50 | 109,722 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2012-02-13 | 103,431 | $0.00 | 446,910 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | See Footnote |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | A | Direct |
Footnotes
- On January 24, 2012, the Common Stock of Roundy's, Inc. underwent an approximately 292.2-for-1 stock split, resulting in the reporting person's ownership of additional shares of Common Stock.
- The Darren W. Karst 2010 Grantor Retained Annuity Trust (the "Karst Trust") is the record owner of these shares. Darren W. Karst is the trustee of the Karst Trust and has sole voting and investing power with respect to the shares held by the Karst Trust.
- Represents public offering price of $8.50 net of the underwriters' discount of $0.595.