Filing Details
- Accession Number:
- 0001104659-12-010206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 17:04:56
- Reporting Period:
- 2012-01-24
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 17:04:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1536035 | Roundy's Inc. | RNDY | Retail-Grocery Stores (5411) | 272337996 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1339177 | A Robert Mariano | 875 E Wisconsin Avenue Suite 100 Milwaukee WI 53202 | President, Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-24 | 1,053,396 | $0.00 | 1,060,657 | No | 4 | J | Indirect | See Footnote |
| Common Stock | Acquisiton | 2012-01-24 | 145,578 | $0.00 | 146,078 | No | 4 | J | Indirect | See Footnote |
| Common Stock | Disposition | 2012-02-13 | 263,978 | $8.50 | 796,679 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2012-02-13 | 36,356 | $8.50 | 109,722 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Acquisiton | 2012-02-13 | 235,851 | $0.00 | 1,032,530 | No | 4 | A | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | See Footnote |
| No | 4 | J | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | A | Indirect | See Footnote |
Footnotes
- On January 24, 2012, the Common Stock of Roundy's, Inc. underwent an approximately 292.2-for-1 stock split, resulting in the reporting person's ownership of additional shares of Common Stock.
- The Robert A. Mariano Living Trust is the record owner of these shares. Robert A. Mariano is the trustee of the Robert A. Mariano Living Trust and has sole voting and investment power with respect to the shares held by the Robert A. Mariano Living Trust.
- The Nina Gianni Mariano Living Trust is the record owner of these shares. Nina Gianni Mariano is Robert A. Mariano's spouse. Nina Gianni Mariano is the trustee of the Nina Gianni Mariano Living Trust and has sole voting and investment power with respect to the shares held by the Nina Gianni Mariano Living Trust.
- Represents public offering price of $8.50 net of the underwriters' discount of $0.595.
Billionaire Hedge Funds
