Filing Details
- Accession Number:
- 0001181431-12-009149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 17:04:43
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 17:04:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1392380 | Gevo Inc. | GEVO | Industrial Organic Chemicals (2860) | 870747704 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511490 | David Black | C/O Cdp Gevo, Llc 3811 Turtle Creek Blvd., Suite 750 Dallas TX 75219 | Evp, Upstream Business Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-13 | 8,152 | $2.70 | 8,152 | No | 4 | X | Indirect | By LLC |
Common Stock | Disposition | 2012-02-13 | 2,361 | $9.33 | 5,791 | No | 4 | S | Indirect | By LLC |
Common Stock | Disposition | 2012-02-13 | 5,791 | $10.00 | 0 | No | 4 | S | Indirect | By LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | By LLC |
No | 4 | S | Indirect | By LLC |
No | 4 | S | Indirect | By LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Disposition | 2012-02-13 | 8,152 | $0.00 | 8,152 | $2.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
835,400 | 2009-09-21 | 2016-09-21 | No | 4 | X | Indirect |
Footnotes
- The shares of common stock were issued to CDP Gevo, LLC. CDP Gevo, LLC is beneficially owned 50% by David Black and 50% by Michael Slaney, each of whom may be held to have voting and dispositive power over 100% of the shares held by CDP Gevo, LLC. The reporting person disclaims beneficial ownership of shares held by CDP Gevo, LLC except to the extent of his pecuniary interest therein.
- On February 13, 2012, CDP Gevo, LLC exercised a warrant to purchase 8,152 shares of the Issuer's common stock for $2.70 per share. CDP Gevo, LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 2,361 of the warrant shares to pay the exercise price and issuing to CDP Gevo, LLC the remaining 5,791 shares. The Issuer also paid a negligible amount to CDP Gevo, LLC in lieu of a fractional share.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2011.
- This warrant was issued to CDP Gevo, LLC. CDP Gevo, LLC is beneficially owned 50% by David Black and 50% by Michael Slaney, each of whom may be held to have voting and dispositive power over 100% of the shares held by CDP Gevo, LLC. The reporting person disclaims beneficial ownership of shares held by CDP Gevo, LLC except to the extent of his pecuniary interest therein.