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Filing Details

Accession Number:: 0001104659-12-010198
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-15 17:02:24
Reporting Period:: 2012-01-24

Filing Date:: 2012-02-15
Accepted Time:: 2012-02-15 17:02:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1536035	Roundy's Inc.	RNDY	Retail-Grocery Stores (5411)	272337996

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1038635	H Avy Stein	1 North Wacker Drive Suite 4800 Chicago IL 60606		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Participating Preferred Stock	Disposition	2012-01-24	7,017	$0.00	56,133	No	4	J	Indirect	See Footnote
Participating Preferred Stock	Disposition	2012-01-24	211	$0.00	1,690	No	4	J	Indirect	See Footnote
Participating Preferred Stock	Disposition	2012-01-24	211	$0.00	1,690	No	4	J	Indirect	See Footnote
Participating Preferred Stock	Disposition	2012-01-24	61	$0.00	487	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2012-01-24	7,017	$0.00	63,150	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2012-01-24	211	$0.00	1,901	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2012-01-24	211	$0.00	1,901	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2012-01-24	61	$0.00	548	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2012-01-24	18,386,471	$0.00	18,449,621	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2012-01-24	553,610	$0.00	555,511	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2012-01-24	553,610	$0.00	555,511	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2012-01-24	159,440	$0.00	159,988	No	4	J	Indirect	See Footnote
Common Stock	Disposition	2012-02-13	4,591,768	$8.50	13,857,853	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2012-02-13	138,256	$8.50	417,255	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2012-02-13	138,256	$8.50	417,255	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2012-02-13	39,818	$8.50	120,170	No	4	S	Indirect	See Footnote
Common Stock	Acquisiton	2012-02-13	8,984	$0.00	8,984	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	A	Direct

Footnotes

Pursuant to a reclassification exempt under Rule 16b-7, each share of Participating Preferred Stock of Roundy's, Inc. was exchanged, immediately and automatically, for one share of Common Stock ($.,01 par value).
Willis Stein & Partners III, L.P. ("Fund III") is the record owner of these shares. Willis Stein & Partners Management III, L.P. ("Fund III General Partner") is the sole general partner of Fund III. Willis Stein & Partners Management III, LLC ("Management III") is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
Willis Stein & Partners Dutch III-A, L.P. ("Dutch III-A") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-A. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
Willis Stein & Partners Dutch III-B, L.P. ("Dutch III-B") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-B. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
Willis Stein & Partners III-C, L.P. ("Fund III-C") is the record owner of these shares. Fund III General Partner is the sole general partner of Fund III-C. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
On January 24, 2012, the Common Stock of Roundy's, Inc. underwent an approximately 292.2-for-1 stock split, resulting in the reporting person's ownership of additional shares of Common Stock.
Represents public offering price of $8.50 per share net of the underwriters' discount of $0.595.