Filing Details
- Accession Number:
- 0001144204-12-009382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 16:24:08
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 16:24:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091596 | Cytomedix Inc | CMXI | Surgical & Medical Instruments & Apparatus (3841) | 232958959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313516 | Emerson David Jorden | 209 Perry Parkway, Suite 7 Gaithersburg, MD 20877 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-13 | 39,775 | $1.25 | 6,349,742 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-14 | 27,000 | $1.20 | 6,322,742 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-15 | 76,313 | $1.15 | 6,246,429 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-15 | 200,000 | $0.54 | 6,446,429 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2012-02-15 | 178,571 | $0.50 | 6,625,000 | No | 4 | X | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Disposition | 2012-02-15 | 200,000 | $0.00 | 0 | $0.00 |
Common Stock | Warrant | Disposition | 2012-02-15 | 178,571 | $0.00 | 0 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
701,065 | No | 4 | X | Direct | ||
522,494 | No | 4 | X | Direct |
Footnotes
- Represents shares of common stock of the Company issued upon exercise of an in-the-money guarantor warrant issued in connection with the April 2010 private placement of the Company's securities and the Company's then outstanding note obligation to the Sorin Group. The exercise price per share of such warrant is $0.5368. The warrant was exercisable immediately and expires on April 9, 2015.
- Represents shares of common stock of the Company issued upon exercise of in-the-money guarantor warrants issued in connection with the April 2011 secured promissory note issued by the Company. The 321,427 warrants are exercisable at a price of $0.50 per share, with 178,571 shares vesting immediately upon issuance of the note, and remaining balance of the warrants vesting and exercisable in tranches if the note has not been repaid by the Company on its first, second and third anniversaries of the issuance of the note. The warrant expires on April 28, 2016.