Filing Details
- Accession Number:
- 0001225208-12-004331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 16:11:24
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 16:11:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
355429 | Protective Life Corp | PL | Life Insurance (6311) | 952492236 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192255 | S Carl Thigpen | 2801 Highway 280, South Birmingham AL 35223 | Evp And Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-13 | 16,667 | $3.50 | 34,473 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-13 | 16,667 | $3.50 | 51,140 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-13 | 4,249 | $27.46 | 46,891 | No | 4 | D | Direct | |
Common Stock | Disposition | 2012-02-13 | 9,235 | $27.46 | 37,656 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-02-14 | 100 | $27.03 | 37,556 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-14 | 300 | $27.05 | 37,256 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-14 | 500 | $27.05 | 36,756 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-14 | 1,044 | $27.02 | 35,712 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-14 | 2,300 | $27.35 | 33,412 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-14 | 2,612 | $27.03 | 30,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-14 | 2,700 | $27.35 | 28,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-14 | 3,249 | $27.01 | 24,851 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-14 | 5,000 | $27.14 | 19,851 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | SAR | Disposition | 2012-02-13 | 16,667 | $3.50 | 16,667 | $3.50 |
Common Stock | SAR | Disposition | 2012-02-13 | 16,667 | $3.50 | 16,667 | $3.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-03-04 | 2020-03-04 | No | 4 | M | Direct |
0 | 2011-03-04 | 2020-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,158 | Indirect | By 401(k) |
Common Stock | 3,688 | Indirect | Deferred Compensation |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2013-02-26 | 2014-02-26 | 17,909 | 17,909 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2014-02-28 | 2015-02-28 | 8,500 | 8,500 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2012-03-04 | 2013-03-04 | 42,633 | 42,633 | Direct |
Common Stock | SAR | $18.36 | 2011-02-26 | 2020-02-26 | 5,784 | 5,784 | Direct |
Common Stock | SAR | $18.36 | 2012-02-26 | 2020-02-26 | 5,783 | 5,783 | Direct |
Common Stock | SAR | $18.36 | 2013-02-26 | 2020-02-26 | 5,783 | 5,783 | Direct |
Common Stock | SAR | $38.59 | 2009-02-28 | 2018-02-28 | 3,325 | 3,325 | Direct |
Common Stock | SAR | $38.59 | 2010-02-28 | 2018-02-28 | 3,325 | 3,325 | Direct |
Common Stock | SAR | $38.59 | 2011-02-28 | 2018-02-28 | 3,325 | 3,325 | Direct |
Common Stock | SAR | $38.59 | 2012-02-29 | 2018-02-28 | 3,325 | 3,325 | Direct |
Common Stock | SAR | $32.00 | 2007-03-04 | 2012-03-04 | 15,000 | 15,000 | Direct |
Common Stock | SAR | $41.05 | 2010-03-04 | 2015-03-04 | 35,000 | 35,000 | Direct |
Common Stock | SAR | $3.50 | 2012-03-04 | 2020-03-04 | 16,666 | 16,666 | Direct |
Common Stock | SAR | $43.46 | 2008-03-05 | 2017-03-05 | 1,850 | 1,850 | Direct |
Common Stock | SAR | $43.46 | 2009-03-05 | 2017-03-05 | 1,850 | 1,850 | Direct |
Common Stock | SAR | $43.46 | 2010-03-05 | 2017-03-05 | 1,850 | 1,850 | Direct |
Common Stock | SAR | $43.46 | 2011-03-05 | 2017-03-05 | 1,850 | 1,850 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-02-26 | 17,909 | 17,909 | Direct |
2015-02-28 | 8,500 | 8,500 | Direct |
2013-03-04 | 42,633 | 42,633 | Direct |
2020-02-26 | 5,784 | 5,784 | Direct |
2020-02-26 | 5,783 | 5,783 | Direct |
2020-02-26 | 5,783 | 5,783 | Direct |
2018-02-28 | 3,325 | 3,325 | Direct |
2018-02-28 | 3,325 | 3,325 | Direct |
2018-02-28 | 3,325 | 3,325 | Direct |
2018-02-28 | 3,325 | 3,325 | Direct |
2012-03-04 | 15,000 | 15,000 | Direct |
2015-03-04 | 35,000 | 35,000 | Direct |
2020-03-04 | 16,666 | 16,666 | Direct |
2017-03-05 | 1,850 | 1,850 | Direct |
2017-03-05 | 1,850 | 1,850 | Direct |
2017-03-05 | 1,850 | 1,850 | Direct |
2017-03-05 | 1,850 | 1,850 | Direct |
Footnotes
- Includes shares acquired under PLC's 401(k) and Stock Ownership Plan since the date of the reporting person's last ownership report.
- Shares acquired through PLC Def. Comp. Plan for Officers of the Corporation (exempt under Rule 16b-3).Total amount in Col. 5 includes dividend shares acquired under the PLC Def. Comp. Plan for Officers exempt under Rule 16-a 11.
- Expiration date on this transaction was inadvertently incorrect as 2020 and should have been 2019.
- Previously reported Restricted Stock Units.
- Each restricted stock unit represents a contingent right to receive one share of PLC common stock.
- Previously reported Stock Appreciation Right (SAR).