Filing Details

Accession Number:
0001140361-12-008639
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-15 15:09:17
Reporting Period:
2012-02-13
Filing Date:
2012-02-15
Accepted Time:
2012-02-15 15:09:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922475 Itt Educational Services Inc ESI Services-Educational Services (8200) 362061311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326647 M Daniel Fitzpatrick C/O Itt Educational Services Inc
13000 North Meridian Street
Carmel IN 46032-1404
Evp, Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-13 3,836 $0.00 5,971 No 4 A Direct
Common Stock Acquisiton 2012-02-13 8,545 $0.00 14,516 No 4 A Direct
Common Stock Acquisiton 2012-02-13 2,400 $47.22 16,916 No 4 M Direct
Common Stock Disposition 2012-02-13 2,400 $75.00 14,516 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2012-02-13 11,000 $0.00 11,000 $75.16
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-13 2,400 $0.00 2,400 $47.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,000 2019-02-13 No 4 A Direct
5,745 2012-06-06 No 4 M Direct
Footnotes
  1. Restricted stock units awarded under the 2006 ITT Educational Services, Inc. Equity Compensation Plan (the "2006 Plan"), a Rule 16b-3 plan. This award will settle in three equal installments on February 13, 2013, 2014 and 2015 in the form of one share of the Company's common stock for each restricted stock unit being settled.
  2. Restricted stock units awarded under the 2006 Plan. This award will settle in full on February 13, 2015 in the form of one share of the Company's common stock for each restricted stock unit being settled.
  3. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2011.
  4. Option awarded under the 2006 Plan.
  5. The option vests in three equal installments on February 13, 2013, 2014 and 2015.
  6. Represents a portion of the 18,245 shares subject to a stock option (right to buy) with an effective grant date of June 6, 2005.
  7. This stock option vested in thirds on June 6, 2006, 2007 and 2008.