Filing Details
- Accession Number:
- 0001209191-12-010416
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 14:48:48
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 14:48:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124476 | F William Reddersen | 4300 North First Street San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-13 | 5,000 | $1.99 | 41,959 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-13 | 1,541 | $6.46 | 40,418 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-13 | 15,000 | $1.99 | 55,418 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-13 | 4,629 | $6.45 | 50,789 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option/Right to Buy | Disposition | 2012-02-13 | 20,000 | $1.99 | 20,000 | $1.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-08-23 | 2012-07-23 | No | 4 | M | Direct |
Footnotes
- Board of Directors First Option granted July 23, 2002. First Option became exercisable as to 1/36th of the Shares subject to the First Option at the end of each month following its date of grant.