Filing Details
- Accession Number:
- 0001209191-12-010359
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 13:24:52
- Reporting Period:
- 2012-02-10
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 13:24:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1518715 | Homestreet Inc. | HMST | Savings Institutions, Not Federally Chartered (6036) | 910186600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1396928 | K Mark Mason | 601 Union Street, Suite 2000 Seattle WA 98101 | Ceo, President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-10 | 11,360 | $44.00 | 11,360 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option To Buy | $3.00 | 2010-10-22 | 2020-10-22 | 50,000 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-10-22 | 50,000 | 0 | Direct |
Footnotes
- 50% of this option is vested as of the date of this filing, the remaining 50% vests as follows: (a) 25% on the earlier of the two year anniversary of the date of grant or the termination of certain regulatory orders pertaining to HomeStreet, Inc. and HomeStreet Bank, and (b) 25% on the three year anniversary of the date of grant.
- Shares purchase in the directed share program of hte initial public offering.
Billionaire Hedge Funds
