Filing Details

Accession Number:
0001225208-12-004228
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-14 19:38:24
Reporting Period:
2012-02-10
Filing Date:
2012-02-14
Accepted Time:
2012-02-14 19:38:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325581 L Susan Blount 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Svp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-10 21,172 $0.00 41,458 No 4 M Direct
Common Stock Disposition 2012-02-10 6,794 $59.00 34,664 No 4 F Direct
Common Stock Disposition 2012-02-13 3,175 $59.30 31,489 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2/10/09 Restricted Stock Units Disposition 2012-02-10 21,172 $0.00 21,172 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,244 Indirect By 401(k)
Footnotes
  1. Represents the vesting of previously awarded restricted stock units.
  2. Represents shares withheld for the payment of taxes when restricted shares vested.
  3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2011.
  4. Following the transactions reported on this Form 4, Ms. Blount continues to hold 31,489 shares directly and 1,244 shares indirectly in a 401(k) account. Mr. Blount also holds an additional 131,823 vested stock options, 28,922 unvested stock options, and 9,550 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  5. Amount reported has been adjusted to include 113 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2010 and December 31, 2011 based on a plan statement dated December 31, 2011. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  6. The Restricted Stock Units convert to common stock on a 1 to 1 basis.
  7. The Restricted Stock Units will vest on February 10, 2012.