Filing Details
- Accession Number:
- 0001088825-12-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-14 18:30:46
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-14
- Accepted Time:
- 2012-02-14 18:30:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1495099 | Charles Phillips | 2160 Gold Street Alviso CA 95002 | Svp Engineering & Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-13 | 2,500 | $6.18 | 134,830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-13 | 2,500 | $12.25 | 132,330 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-13 | 6,085 | $6.78 | 138,415 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-13 | 6,085 | $12.25 | 132,330 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-13 | 13,275 | $6.78 | 145,605 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-13 | 13,275 | $12.25 | 132,330 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-02-13 | 2,500 | $6.18 | 2,500 | $6.18 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-02-13 | 13,275 | $6.78 | 13,275 | $6.78 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-13 | 6,085 | $6.78 | 6,085 | $6.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 0 | 2006-11-09 | 2016-10-08 | No | 4 | M | Direct |
| 0 | 2006-11-09 | 2016-10-08 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
- Averages Sales Price - Actual sale prices range from $12.21 - $12.29 The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
