Filing Details
- Accession Number:
- 0001225208-12-004163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-14 17:15:49
- Reporting Period:
- 2012-02-10
- Filing Date:
- 2012-02-14
- Accepted Time:
- 2012-02-14 17:15:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1304945 | P David Hess | One Financial Plaza Hartford CT 06101 | President, Pratt & Whitney | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-10 | 65,000 | $75.21 | 113,962 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-10 | 61,000 | $62.81 | 174,962 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-10 | 60,000 | $70.81 | 234,962 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-10 | 30,203 | $83.28 | 204,759 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-10 | 155,797 | $83.24 | 48,962 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-02-10 | 60,000 | $0.00 | 60,000 | $70.81 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-02-10 | 65,000 | $0.00 | 65,000 | $75.21 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-02-10 | 61,000 | $0.00 | 61,000 | $62.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,000 | 2018-04-08 | No | 4 | M | Direct | |
| 0 | 2011-01-02 | 2018-01-01 | No | 4 | M | Direct |
| 0 | 2010-01-03 | 2017-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,114 | Indirect | By Savings Plan Trustee |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.24 to $83.39, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
- 120,000 Stock Appreciation Rights were granted on April 9, 2008 with 60,000 scheduled to vest on 4/9/2011 and 60,000 scheduled to vest on 4/9/2012.
Billionaire Hedge Funds
