Filing Details
- Accession Number:
- 0001225208-12-004086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-14 16:07:41
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-14
- Accepted Time:
- 2012-02-14 16:07:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1178104 | Cardica Inc | CRDC | Surgical & Medical Instruments & Apparatus (3841) | 943287832 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201715 | Jr Leonard G Baker | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-13 | 17,871 | $1.65 | 136,465 | No | 4 | P | Indirect | By Ltd Partnership (SND) |
| Common Stock | Acquisiton | 2012-02-13 | 14,572 | $1.65 | 111,277 | No | 4 | P | Indirect | By Trust (Trustees) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Ltd Partnership (SND) |
| No | 4 | P | Indirect | By Trust (Trustees) |
Footnotes
- Acquired in an underwritten public offering that closed on February 13, 2012.
- Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
Billionaire Hedge Funds
