Filing Details

Accession Number:
0001140361-12-008035
Form Type:
5
Zero Holdings:
No
Publication Time:
2012-02-14 15:27:50
Reporting Period:
2011-10-26
Filing Date:
2012-02-14
Accepted Time:
2012-02-14 15:27:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141240 Liquidmetal Technologies Inc LQMT Chemicals & Allied Products (2800) 330264467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201414 W Thomas Steipp Liquidmetal Technologies, Inc.
30452 Esperanza
Rancho Santa Margarita CA 92688
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-10-26 15,000 $0.20 7,625,893 No 4 S Direct
Common Stock Disposition 2011-10-31 15,000 $0.20 7,610,893 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2009-10-30 510,205 $0.00 510,205 $0.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
510,205 2009-10-30 2015-07-31 No 4 P Direct
Footnotes
  1. Sale of common stock was done under a plan of sale under Rule 10B5-1 of the Securities Exchange Act of 1934 that Mr. Steipp had adopted, as announced by the Company on September 12, 2011.
  2. These warrants were acquired by the reporting person in connection with the reporting person's purchase of shares of the issuer's Series A Preferred Stock in October 2009. While the reporting person's ownership of the Series A Preferred Stock has been previously reported, the associated warrants were inadvertently omitted from the reporting person's original Form 3.