Filing Details
- Accession Number:
- 0001181431-12-008580
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-14 15:23:34
- Reporting Period:
- 2012-02-10
- Filing Date:
- 2012-02-14
- Accepted Time:
- 2012-02-14 15:23:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237289 | D Scott Sandell | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-10 | 1,000,000 | $0.00 | 20,538,379 | No | 4 | J | Indirect | See Note 2 |
Common Stock | Acquisiton | 2012-02-10 | 10,000 | $0.00 | 10,000 | No | 4 | J | Indirect | See Note 4 |
Common Stock | Disposition | 2012-02-10 | 10,000 | $0.00 | 0 | No | 4 | J | Indirect | See Note 4 |
Common Stock | Acquisiton | 2012-02-10 | 599 | $0.00 | 2,406 | No | 4 | J | Indirect | See Note 7 |
Common Stock | Acquisiton | 2012-02-10 | 2,234 | $0.00 | 4,462 | No | 4 | J | Indirect | See Note 9 |
Common Stock | Disposition | 2012-02-14 | 4,462 | $22.84 | 0 | No | 4 | S | Indirect | See Note 9 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Note 2 |
No | 4 | J | Indirect | See Note 4 |
No | 4 | J | Indirect | See Note 4 |
No | 4 | J | Indirect | See Note 7 |
No | 4 | J | Indirect | See Note 9 |
No | 4 | S | Indirect | See Note 9 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 64,634 | Indirect | See Note 11 |
Footnotes
- New Enterprise Associates 12, Limited Partnership ("NEA 12") made a pro rata distribution for no consideration of an aggregate of 1,000,000 shares of common stock of the Issuer to its general partner and its limited partners on February 10, 2012.
- The Reporting Person is a manager of NEA 12 GP, LLC, ("NEA 12 LLC") which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of NEA 12, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934 (the "1934 Act"), as amended, or otherwise of the shares held by NEA 12, except to the extent of his pecuniary interest therein.
- NEA Partners 12 received 10,000 shares of common stock of the Issuer in the distribution by NEA 12.
- The Reporting Person is a manager of NEA 12 LLC, which is the sole general partner of NEA Partners 12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the shares held by NEA Partners 12, except to the extent of his pecuniary interest therein.
- NEA Partners 12 made a pro rata distribution for no consideration of an aggregate of 10,000 shares of common stock of the Issuer to its limited partners on February 10, 2012.
- The Sandell Family Trust, u/d/t 3/30/01, Scott D. Sandell and Jennifer Ayer Sandell, Trustees (the "Sandell Family Trust") received 599 shares of common stock of the Issuer in the distribution by NEA Partners 12.
- The securities are held directly by the Sandell Family Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of the securities held by the Sandell Family Trust, except to the extent of his pecuniary interest therein.
- New Enterprise Associates LLC ("NEA LLC") received 2,234 shares of common stock of the Issuer in the distribution by NEA Partners 12.
- The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the securities held by NEA LLC, except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.77 to $22.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (10) to this Form 4.
- The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the shares held by NEA 13, except to the extent of his pecuniary interest therein.