Filing Details
- Accession Number:
- 0000842023-12-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-14 14:26:46
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-14
- Accepted Time:
- 2012-02-14 14:26:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
842023 | Techne Corp /Mn/ | 614 Mckinley Place Ne Minneapolis MN 55413 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-13 | 4,713,566 | $0.00 | 4,713,566 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2012-02-13 | 1,021,490 | $0.00 | 5,735,056 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2012-02-13 | 500,000 | $10.00 | 6,235,056 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2012-02-13 | 5,000,000 | $0.00 | 2,500,000 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2012-02-13 | 1,946,836 | $0.00 | 973,418 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2012-02-13 | 1,223,148 | $0.00 | 611,574 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2012-02-13 | 1,257,149 | $0.00 | 628,574 | $0.00 |
Common Stock | Convertible Promissory Note | Disposition | 2012-02-13 | 0 | $0.00 | 1,021,490 | $0.00 |
Common Stock | Warrant | Acquisiton | 2012-02-13 | 150,000 | $0.00 | 150,000 | $20.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
150,000 | 2012-02-13 | 2022-02-12 | No | 4 | A | Direct |
Footnotes
- The Issuer's Preferred Stock, which had no expiration date, automatically converted to Common Stock at the closing of the Issuer's initial public offering ("IPO") on February 13, 2012 at a conversion ratio of one share of Common Stock for every two shares of Preferred Stock rounded down to the next whole number, for no additional consideration.
- The principal amount of the Convertible Promissory Note, plus accrued interest, automatically converted upon the closing of the IPO at a conversion price of $10.00 per share.