Filing Details
- Accession Number:
- 0001209191-12-009775
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-14 12:47:04
- Reporting Period:
- 2011-11-23
- Filing Date:
- 2012-02-14
- Accepted Time:
- 2012-02-14 12:47:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490930 | Digital Domain Media Group Inc. | DDMG | Services-Motion Picture & Video Tape Production (7812) | 270449505 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1535366 | Pbc Mgpef Ddh, Llc | 505 South Flagler Drive, Suite 1400 West Palm Beach FL 33401 | No | No | Yes | No | |
1535370 | Pbc Gp Iii, Llc | 505 South Flagler Drive, Suite 1400 West Palm Beach FL 33401 | No | No | Yes | No | |
1535372 | Pbc Digital Holdings, Llc | 505 South Flagler Drive, Suite 1400 West Palm Beach FL 33401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-11-23 | 4,544,019 | $0.01 | 4,544,019 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2011-11-23 | 77,731 | $0.01 | 77,731 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2011-11-23 | 3,422,027 | $0.00 | 3,422,027 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-11-23 | 1,650,530 | $0.01 | 1,650,530 | No | 4 | X | Indirect | See footnote. |
Common Stock | Acquisiton | 2011-11-23 | 2,504,273 | $0.01 | 2,504,273 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2011-11-23 | 45,782 | $0.01 | 45,782 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2011-11-23 | 2,187,520 | $0.00 | 2,187,520 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-11-23 | 671,201 | $0.01 | 671,201 | No | 4 | X | Indirect | See footnote. |
Common Stock | Disposition | 2011-11-23 | 5,346 | $8.50 | 4,538,673 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-23 | 91 | $8.50 | 77,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-23 | 1,942 | $8.50 | 1,648,588 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-23 | 2,946 | $8.50 | 2,501,327 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-23 | 54 | $8.50 | 45,728 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-11-23 | 790 | $8.50 | 670,411 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | C | Direct | |
No | 4 | X | Indirect | See footnote. |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | C | Direct | |
No | 4 | X | Indirect | See footnote. |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Disposition | 2011-11-23 | 4,544,019 | $0.00 | 4,544,019 | $0.01 |
Common Stock | Warrant | Disposition | 2011-11-23 | 77,731 | $0.00 | 77,731 | $0.01 |
Common Stock | Convertible Securities | Disposition | 2011-11-23 | 0 | $0.00 | 3,422,027 | $0.00 |
Common Stock | Warrant | Disposition | 2011-11-23 | 1,650,530 | $0.00 | 1,650,530 | $0.01 |
Common Stock | Warrant | Disposition | 2011-11-23 | 2,504,273 | $0.00 | 2,504,273 | $0.01 |
Common Stock | Warrant | Disposition | 2011-11-23 | 45,782 | $0.00 | 45,782 | $0.01 |
Common Stock | Convertible Securities | Disposition | 2011-11-23 | 0 | $0.00 | 2,187,520 | $0.00 |
Common Stock | Warrant | Disposition | 2011-11-23 | 671,201 | $0.00 | 671,201 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-11-24 | 2020-11-24 | No | 4 | X | Direct |
0 | 2010-11-24 | 2020-11-24 | No | 4 | X | Direct |
0 | 2010-11-24 | No | 4 | C | Indirect | |
0 | 2010-12-30 | 2020-12-30 | No | 4 | X | Direct |
0 | 2010-11-24 | 2020-11-24 | No | 4 | X | Direct |
0 | 2010-11-24 | 2020-11-24 | No | 4 | X | Direct |
0 | 2010-11-24 | No | 4 | C | Direct | |
0 | 2010-11-24 | 2020-11-24 | No | 4 | X | Indirect |
Footnotes
- PBC GP III, LLC is the sole manager of PBC Digital Holdings, LLC, which held warrants to purchase shares of series A preferred stock, which were convertible into 4,544,019 shares of common stock and which were automatically exercised and converted directly into such number of shares of common stock upon the consummation of the initial public offering of Digital Domain Media Group, Inc. ("DDMG"). PBC GP III, LLC disclaims beneficial ownership of all of the shares of common stock, and any warrants relating thereto, owned by PBC Digital Holdings, LLC except to the extent of any pecuniary interest therein.
- PBC GP III, LLC is the sole manager of PBC Digital Holdings, LLC, which held warrants to purchase 77,731 shares of common stock, which were automatically exercised into such number of shares of common stock upon the consummation of the initial public offering of DDMG. PBC GP III, LLC disclaims beneficial ownership of all of the shares of common stock, and any warrants relating thereto, owned by PBC Digital Holdings, LLC except to the extent of any pecuniary interest therein.
- PBC GP III, LLC is the sole manager of PBC Digital Holdings, LLC, which converted $9,715,000 amount of a convertible senior note on November 23, 2011, using a formula set forth in the note, resulting in PBC Digital Holdings, LLC's acquisition of 3,422,027 shares of common stock.
- PBC GP III, LLC is the sole manager of PBC Digital Holdings, LLC, to which 3,422,027 shares of common stock were issuable upon conversion of a senior note. Such note converted into such number of shares of common stock upon the consummation of the initial public offering of DDMG. PBC GP III, LLC disclaims beneficial ownership of all of the shares of common stock owned by PBC Digital Holdings, LLC except to the extent of any pecuniary interest therein.
- PBC GP III, LLC is the sole manager of PBC Digital Holdings II, LLC, which held warrants to purchase 1,650,530 shares of common stock, which were automatically exercised into such number of shares of common stock upon the consummation of the initial public offering of DDMG. PBC GP III, LLC disclaims beneficial ownership of all of the shares of common stock, and any warrants relating thereto, owned by PBC Digital Holdings II, LLC except to the extent of any pecuniary interest therein.
- PBC GP III, LLC is the sole manager of PBC MGPEF DDH, LLC, which held warrants to purchase shares of series A preferred stock, which were convertible into 2,504,273 shares of common stock and which were automatically exercised and converted directly into such number of shares of common stock upon the consummation of the initial public offering of DDMG. PBC GP III, LLC disclaims beneficial ownership of all of the shares of common stock, and any warrants relating thereto, owned by PBC MGPEF DDH, LLC except to the extent of any pecuniary interest therein.
- PBC GP III, LLC is the sole manager of PBC MGPEF DDH, LLC, which held warrants to purchase 45,782 shares of common stock, which were automatically exercised into such number of shares of common stock upon the consummation of the initial public offering of DDMG. PBC GP III, LLC disclaims beneficial ownership of all of the shares of common stock, and any warrants relating thereto, owned by PBC MGPEF DDH, LLC except to the extent of any pecuniary interest therein.
- PBC GP III, LLC is the sole manager of PBC MGPEF DDH, LLC, which converted $6,000,000 amount of a convertible senior note on November 23, 2011, using a formula set forth in the note, resulting in PBC Digital Holdings, LLC's acquisition of 2,187,520 shares of common stock.
- PBC GP III, LLC is the sole manager of PBC MGPEF DDH, LLC, to which 2,187,520 shares of common stock were issuable upon conversion of a senior note. Such note automatically converted into such number of shares of common stock upon the consummation of the initial public offering of DDMG. PBC GP III, LLC disclaims beneficial ownership of all of the shares of common stock owned by PBC MGPEF DDH, LLC except to the extent of any pecuniary interest therein.
- PBC GP III, LLC is the sole manager of PBC DDH Warrants, LLC, which held warrants to purchase shares of series A preferred stock, which were convertible into 671,201 shares of common stock and which were automatically exercised and converted directly into such number of shares of common stock upon the consummation of the initial public offering of DDMG. PBC GP III, LLC disclaims beneficial ownership of all of the shares of common stock, and any warrants relating thereto, owned by PBC DDH Warrants, LLC except to the extent of any pecuniary interest therein.