Filing Details

Accession Number:
0001225208-12-003935
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-13 17:52:25
Reporting Period:
2012-02-09
Filing Date:
2012-02-13
Accepted Time:
2012-02-13 17:52:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184679 Jr R John Strangfeld 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Chief Executive Officer Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-09 9,715 $59.85 239,563 No 4 F Direct
Common Stock Acquisiton 2012-02-10 137,615 $0.00 377,178 No 4 M Direct
Common Stock Disposition 2012-02-10 54,977 $59.00 322,201 No 4 F Direct
Common Stock Disposition 2012-02-13 64,876 $60.08 257,325 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2/10/09 Restricted Stock Units Disposition 2012-02-10 137,615 $0.00 137,615 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,267 Indirect By 401(k)
Common Stock 565 Indirect By Spouse
Footnotes
  1. Represents shares withheld for the payment of taxes when restricted shares vested.
  2. Represents the vesting of previously awarded restricted stock units.
  3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2011.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60 to $60.195, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
  5. Following the transactions reported on this Form 4, Mr. Strangfeld continues to hold 231,812 shares directly and 1,267 shares indirectly in a 401(k) account. Mr. Strangfeld also holds an additional 1,023,557 vested stock options, 158,824 unvested stock options, 25,513 restricted stock units and 51,012 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  6. The Restricted Stock Units convert to common stock on a 1 to 1 basis.
  7. The Restricted Stock Units will vest on February 10, 2012.