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Home > Insider Trading > Filing (0001209191-12-009485)

Filing Details

Accession Number:: 0001209191-12-009485
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-13 15:14:31
Reporting Period:: 2012-02-09

Filing Date:: 2012-02-13
Accepted Time:: 2012-02-13 15:14:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Investment Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1405121	Iii E William Dwyer	C/O Lpl Investment Holdings Inc. One Beacon Street Boston MA 02108	Pres., Nat'l Sales & Mktg.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-02-09	35,098	$1.35	313,557	No	4	M	Direct
Common Stock	Disposition	2012-02-09	35,098	$32.27	278,459	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option to Purchase Common Stock	Acquisiton	2012-02-09	104,040	$0.00	104,040	$32.26
Common Stock	Option to Purchase Common Stock	Disposition	2012-02-09	35,098	$0.00	35,098	$1.35

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
104,040		2022-02-09	No	4	A	Direct
0		2013-11-30	No	4	M	Direct

Footnotes

The option is not currently excersiable as to any shares. This option is excersiable in 20% increments on each of February 9, 2013, 2014, 2015, 2016 and 2017.
Fully vested as of 11/30/2008