Filing Details
- Accession Number:
- 0001181431-12-008095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-13 15:03:33
- Reporting Period:
- 2012-02-09
- Filing Date:
- 2012-02-13
- Accepted Time:
- 2012-02-13 15:03:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428669 | Solarwinds Inc. | SWI | Services-Prepackaged Software (7372) | 731559348 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254015 | Steven Cakebread | C/O Solarwinds, Inc. 3711 S. Mopac Expy., Bldg. Two Austin TX 78746 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-09 | 30,000 | $4.48 | 34,788 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-09 | 5,000 | $9.40 | 39,788 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-09 | 30,281 | $37.17 | 9,507 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-09 | 4,719 | $37.63 | 4,788 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-09 | 30,000 | $0.00 | 30,000 | $4.48 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-09 | 5,000 | $0.00 | 5,000 | $9.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-23 | No | 4 | D | Direct | |
| 0 | 2018-03-09 | No | 4 | D | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $36.56 to $37.55, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in footnotes (1) and (2) of this form.
- This transaction was executed in multiple trades at prices ranging from $37.56 to $37.79, inclusive. The price reported above reflects the weighted average sale price.
- 1/3rd of the shares vested and became exercisable on January 23, 2009, and 1/36th vested and became exercisable each month thereafter.
- 1/3rd of the shares vested and became exercisable on March 9, 2009, and 1/36th vested and became exercisable each month thereafter.
Billionaire Hedge Funds
