Filing Details
- Accession Number:
- 0001209191-12-009454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-13 14:12:57
- Reporting Period:
- 2012-02-09
- Filing Date:
- 2012-02-13
- Accepted Time:
- 2012-02-13 14:12:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016125 | Ultimate Software Group Inc | ULTI | Services-Prepackaged Software (7372) | 650694077 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249668 | D Marc Scherr | 2000 Ultimate Way Weston FL 33326 | Vice-Chairman & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2012-02-09 | 25,000 | $3.49 | 88,750 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2012-02-09 | 5,441 | $66.85 | 88,750 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2012-02-09 | 15,000 | $66.64 | 88,750 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2012-02-10 | 10,000 | $66.17 | 88,750 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2012-02-09 | 25,000 | $3.49 | 25,000 | $3.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 7,022 | Indirect | As trustee for the trust f/b/o Derek J. Scherr |
| Common Stock, $0.01 Par Value | 11,022 | Indirect | As trustee for the trust f/b/o Alison J. Scherr |
| Common Stock, $0.01 Par Value | 11,022 | Indirect | As trustee for the trust f/b/o Jodi D. Scherr |
Footnotes
- The sales price represents the weighted average sales price ranging in price from $66.75to $67.00. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on November 9, 2011.
- The sales price represents the weighted average sales price ranging in price from $66.56 to $66.70. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $66.00 to $66.50. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The option vested in four equal installments on January 2, 2003, 2004, 2005 and 2006.
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