Filing Details
- Accession Number:
- 0001209191-12-009449
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-13 14:09:05
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-13
- Accepted Time:
- 2012-02-13 14:09:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509864 | A Gregory Larson | 4949 West Brown Deer Rd Milwaukee WI 53223 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-13 | 700 | $4.15 | 43,300 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-02-13 | 3,050 | $4.20 | 46,350 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | $4.74 | 2020-12-20 | 50,000 | 50,000 | Direct | |
Common Stock | Option to buy | $3.39 | 2022-01-17 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-12-20 | 50,000 | 50,000 | Direct |
2022-01-17 | 20,000 | 20,000 | Direct |
Footnotes
- Stock option granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each beginning December 20, 2011.
- Stock option granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
- Stock option granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.