Home > Insider Trading > Filing (0001104659-12-008830)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1529979	Fx Alliance Inc.	FX	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	205845576

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1541433	Zev Philip Weisberg	909 Third Avenue, 10Th Floor New York NY 10022	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-02-08	100	$0.00	1,025,914	No	4	A	Direct
Common Stock	Acquisiton	2012-02-08	18,000	$12.00	1,043,914	No	4	P	Direct
Common Stock	Acquisiton	2012-02-09	1,800	$13.60	1,045,714	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-02-08	525,000	$0.00	525,000	$13.25
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2012-02-08	622,563	$0.00	622,563	$11.17

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,140,432		2020-12-31	No	4	D	Direct
1,762,995		2020-12-31	No	4	A	Direct

Footnotes

Mr. Weisberg purchased 18,000 shares at the Initial Public Offering price of $12.00 pursuant to the Company's Directed Share Program. The consummation of this purchase will occur in connection with the closing of the Initial Public Offering, which is expected to occur on February 14, 2012
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option, with changes in the exercise price and number of shares underlying the option. The option was originally granted on December 31, 2010 and provides for vesting in three equal annual installments commencing on December 31, 2012.