Filing Details
- Accession Number:
- 0001140361-12-007047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-10 17:45:07
- Reporting Period:
- 2012-02-09
- Filing Date:
- 2012-02-10
- Accepted Time:
- 2012-02-10 17:45:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070698 | Raptor Pharmaceutical Corp | RPTP | Pharmaceutical Preparations (2834) | 860883978 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1362490 | Todd Zankel | C/O Raptor Pharmaceutical Corp. 9 Commercial Blvd., Suite 200 Novato CA 94949 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-09 | 3,643 | $2.83 | 707,962 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-09 | 287 | $2.02 | 708,249 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-09 | 700 | $7.65 | 707,549 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 1,500 | $7.66 | 706,049 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 1,443 | $7.67 | 704,606 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 1,470 | $7.67 | 703,136 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 600 | $7.68 | 702,536 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 300 | $7.69 | 702,236 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 300 | $7.70 | 701,936 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 3,700 | $7.71 | 698,236 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 1,300 | $7.72 | 696,936 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 400 | $7.73 | 696,536 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 700 | $7.74 | 695,836 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 2,600 | $7.75 | 693,236 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 200 | $7.76 | 693,036 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 1,400 | $7.80 | 691,636 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 200 | $7.81 | 691,436 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 1,500 | $7.81 | 689,936 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 615 | $7.83 | 689,321 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 2,100 | $7.84 | 687,221 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 100 | $7.84 | 687,121 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 287 | $7.67 | 686,834 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock options (right to buy) | Acquisiton | 2012-02-09 | 3,643 | $0.00 | 3,643 | $2.83 |
Common Stock | Stock options (right to buy) | Acquisiton | 2012-02-09 | 287 | $0.00 | 287 | $2.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
317,066 | 2006-11-25 | 2016-05-25 | No | 4 | M | Direct |
316,779 | 2010-03-09 | 2020-03-08 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a Rule 10b5-1 trading plan executed on January 9, 2012.
- Original option grant vests 6/36ths on November 25, 2006 and 1/36th per month thereafter.
- Original option grant vests 6/48ths on March 9, 2010 and 1/48th per month thereafter.