Filing Details
- Accession Number:
- 0001209191-12-009064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-10 16:34:43
- Reporting Period:
- 2012-02-09
- Filing Date:
- 2012-02-10
- Accepted Time:
- 2012-02-10 16:34:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1511051 | Vaughn Reed Tuckson | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Evp & Chief Of Medical Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-02-09 | 2,322 | $53.06 | 122,941 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-02-09 | 2,914 | $53.06 | 120,027 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-02-09 | 52,500 | $30.98 | 172,527 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-09 | 17,500 | $28.10 | 190,027 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-09 | 110,000 | $43.68 | 300,027 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-09 | 110,000 | $42.87 | 410,027 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-09 | 290,000 | $53.12 | 120,027 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-09 | 52,500 | $0.00 | 52,500 | $30.98 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-09 | 17,500 | $0.00 | 17,500 | $28.10 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-09 | 110,000 | $0.00 | 110,000 | $43.68 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-09 | 110,000 | $0.00 | 110,000 | $42.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-10-28 | No | 4 | M | Direct | |
| 0 | 2007-10-28 | 2013-10-28 | No | 4 | M | Direct |
| 0 | 2014-11-04 | No | 4 | M | Direct | |
| 0 | 2014-11-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 58 | Indirect | by 401(k) |
Footnotes
- This transaction was executed in multiple trades ranging from $53.09 to $53.145 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The stock options vested at a rate of 33% annually on October 28 from the years 2004 through 2006.
- The stock options vested at a rate of 50% annually on November 4 from the years 2005 through 2006.
- The stock options vested at a rate of 50% annually on November 4 from the years 2007 through 2008.
Billionaire Hedge Funds
