Filing Details
- Accession Number:
- 0001140361-12-006846
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-10 14:30:10
- Reporting Period:
- 2012-02-10
- Filing Date:
- 2012-02-10
- Accepted Time:
- 2012-02-10 14:30:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392633 | J Thomas Grayuski | 200 Palmer Street Stroudsburg PA 18360 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-10 | 200 | $9.96 | 5,700 | No | 4 | P | Indirect | As custodian for child 2 |
| Common Stock | Acquisiton | 2012-02-10 | 200 | $9.98 | 5,900 | No | 4 | P | Indirect | As custodian for child 2 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | As custodian for child 2 |
| No | 4 | P | Indirect | As custodian for child 2 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,590 | Indirect | By ESOP |
| Common Stock | 44,221 | Direct | |
| Common Stock | 41,275 | Indirect | By 401(k) |
| Common Stock | 5,900 | Indirect | As custodian for child 1 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.35 | 2009-05-23 | 2018-05-23 | 94,323 | 94,323 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-23 | 94,323 | 94,323 | Direct |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock that vest at a rate of 20% per year commencing on May 23, 2009.
- Reflects stock options that vest at a rate of 20% per year commencing on May 23, 2009.
Billionaire Hedge Funds
