Filing Details
- Accession Number:
- 0001209191-12-008923
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-10 14:11:30
- Reporting Period:
- 2012-02-08
- Filing Date:
- 2012-02-10
- Accepted Time:
- 2012-02-10 14:11:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1461993 | Cempra Inc. | CEMP | Pharmaceutical Preparations (2834) | 262644445 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
898242 | Iii Wistar I Morris | 6340 Quadrangle Drive Suite 100 Chapel Hill NC 19085 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-08 | 16,667 | $6.00 | 741,008 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-02-08 | 1,025 | $6.00 | 742,033 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-02-08 | 16,666 | $6.00 | 516,541 | No | 4 | P | Indirect | Held by Spouse, Martha H. Morris |
Common Stock | Acquisiton | 2012-02-08 | 1,025 | $6.00 | 517,566 | No | 4 | P | Indirect | Held by Spouse, Martha H. Morris |
Common Stock | Acquisiton | 2012-02-08 | 16,666 | $6.00 | 473,591 | No | 4 | P | Indirect | Held by Mr. Morris and Mrs. Morris as Trustees for the Cotswald Foundation |
Common Stock | Acquisiton | 2012-02-08 | 1,025 | $6.00 | 474,616 | No | 4 | P | Indirect | Held by Mr. Morris and Mrs. Morris as Trustees for the Cotswald Foundation |
Common Stock | Acquisiton | 2012-02-08 | 16,667 | $6.00 | 495,261 | No | 4 | P | Indirect | Held by Eleventh Generation Partnership LP |
Common Stock | Acquisiton | 2012-02-08 | 1,025 | $6.00 | 496,286 | No | 4 | P | Indirect | Held by Eleventh Generation Partnership LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Held by Spouse, Martha H. Morris |
No | 4 | P | Indirect | Held by Spouse, Martha H. Morris |
No | 4 | P | Indirect | Held by Mr. Morris and Mrs. Morris as Trustees for the Cotswald Foundation |
No | 4 | P | Indirect | Held by Mr. Morris and Mrs. Morris as Trustees for the Cotswald Foundation |
No | 4 | P | Indirect | Held by Eleventh Generation Partnership LP |
No | 4 | P | Indirect | Held by Eleventh Generation Partnership LP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | $6.00 | 2018-08-05 | 13,635 | 13,635 | Direct | |
Common Stock | Warrant | $6.00 | 2018-08-05 | 9,345 | 9,345 | Indirect | |
Common Stock | Warrant | $6.00 | 2018-08-05 | 8,543 | 8,543 | Indirect | |
Common Stock | Warrant | $6.00 | 2018-08-05 | 8,944 | 8,944 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-08-05 | 13,635 | 13,635 | Direct |
2018-08-05 | 9,345 | 9,345 | Indirect |
2018-08-05 | 8,543 | 8,543 | Indirect |
2018-08-05 | 8,944 | 8,944 | Indirect |
Footnotes
- These shares were purchased in the Issuer's initial public offering.
- Mr. Morris shares voting power with respect to the reportable securities held by Mrs. Morris and the Cotswald Foundation. Mr. Morris disclaims beneficial ownership of the reportable securities held by Mrs. Morris, the Cotswold Foundation and the Eleventh Generation Partnership, LP, a partnership of which Mr. Morris's daughters are the general partners, and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
- Mr. Morris is the spouse of Martha Morris and a trustee of Cotswold Foundation.
- Immediately.