Filing Details
- Accession Number:
- 0001127602-12-005069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-10 11:46:51
- Reporting Period:
- 2012-02-08
- Filing Date:
- 2012-02-10
- Accepted Time:
- 2012-02-10 11:46:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1306837 | Richard Carucci | 1441 Gardiner Lane Louisville KY 40213 | Sr Vp Fin/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-08 | 70,080 | $12.16 | 89,998 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-08 | 29,020 | $17.23 | 119,018 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-08 | 99,110 | $65.34 | 19,908 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-08 | 70,080 | $0.00 | 70,080 | $12.16 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-08 | 29,020 | $0.00 | 29,020 | $17.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10 | 2004-01-23 | 2013-01-23 | No | 4 | M | Direct |
| 0 | 2005-01-27 | 2014-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,000 | Indirect | Carucci Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $17.23 | 2005-01-27 | 2014-01-27 | 54,200 | 54,200 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-01-27 | 54,200 | 54,200 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $65.04 to $65.50. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
